The Competitiveness of Nations

in a Global Knowledge-Based Economy

2nd Draft March 2005

Table of Contents

5.0 Dyad

5.0 Dyad

5.1 Science

5.2 Design

5.3 Reconciliation

 

Epithet

The desire of knowledge is first stimulated in us when remarkable phenomenon attract our attention. In order that this attention be continued, it is necessary that we should feel some interest in exercising it, and thus by degrees we become better acquainted with the object of our curiosity. During this process of observation we remark at first only a vast variety which presses indiscriminately on our view; we are forced to separate, to distinguish, and again to combine; by which means at last a certain order arises which admits of being surveyed with more or less satisfaction.

Johann Wolfgang von Goethe

The Theory of Colours, 1810.

1.            To go further, one must split knowledge as a Monad, as the ancient Greek atom was split by modern physics, into smaller and smaller parts.  Initial fissioning reveals knowledge as a Dyad, i.e., “the number two; a group of two; a couple” (OED, dyad).   The Dyad may be used to constellate opposites, e.g., Market vs. Marxist economics.  Alternatively, it can constellate complements as an interactive, mutually-determining couple.  Metaphorically, their relationship can be likened to that of body and soul or, alternatively, mind and body. The Dyad is a single whole defined by the interaction of two differing halves.  The classical image is the Chinese “t’ai chi t’u” or “the supreme ultimate” displayed as a circle curvilinearly divided into the light and dark of yang and yin (Wilhelm 1929, 249).  In analytic psychology this relationship is expressed using the alchemistic phrase hieros gamos or ‘sacred marriage’.  In a manner of speaking, while two distinct monads, e.g., body and mind, they express themselves as one – the individual human being.  In analytic psychology, the Monad is androgynous, the Dyad feminine and the Triad masculine (Jung [1954] 1966, 46).

2.            Ignoring the question of conscious and unconscious knowledge (Jung [1918] 1970), “the tradition that there is a non-rational kind of knowing that rivals or even surpasses rational knowledge is as old as philosophy itself” (Dorter 1990, 37).  These two realms – the rational and the non-rational – have been at odds from the beginning of Western thought.  And while the rational has become embodied in our contemporary concept of Science, the non-rational has remained a wraith taking many forms, assuming many names and evading systemic identification.  To Plato it was Art; to the Church Fathers it was Revelation; to the Scholastics it was analogy; to Adam Smith, it was moral sentiments; to Thomas Kuhn, it was aesthetics (Kuhn [1962] 1996, 155) or gestalt switching (Kuhn [1962] 1996, 111-14) or intuition with “scales falling from the eyes”, “lightning flash” and “illumination” (Kuhn [1962] 1996, 123).  To Erich Jantsch, after exploring technological forecasting and then systems philosophy, it was Design (Jantsch 1967, 1975).

3.            Having scanned, collected, sorted, compiled and considered argument and evidence of ‘knowledge about knowledge’ from the event horizons of sixteen sub-disciplines, a common theme was induced: Science by Design.  According to this induction there are two distinct yet intimately interrelated, interpenetrating and overlapping realms of human knowing.  A realm is defined as “any sphere or region” subject to a ruling power or “the sphere… or province of some quality, state, or other abstract conception” (OED, realm, 2c).  These two realms are:

·                     Science (or more broadly, reductive reasoning) that finds highest abstract expression in mathematics and highest concrete expression in instrumental science; and,

·                     Design which is a complex of human capabilities [A] that finds highest abstract expression in the aesthetic/spiritual experience and highest concrete expression in works of art, computer software, human customs and institutions, and “works of technological intelligence” (Aldrich 1969, 381).  In summary, it involves pattern construction and recognition.

4.            In any and all human activities - art, science, politics or religion – both realms, both ruling powers, are at play.  Differences are in balance, concentration, degree, focus or priority. 

5.            I will first examine the concepts of Science and Design and then reconcile them. In effect, I will argue that modern Science emerged from, is the progeny of, or is by way of a more generic and ancient realm of knowing called Design, hence, Science by Design.

 Index

5.1 Science

1.            Since the beginning of Western civilization, reason, or the Greek logos (from which ‘logic’ emerged), has been accepted as the preferred path to knowledge (Dorter 1990, 37).  It distances us from our passions; it frees us from the distracting world of sensation and emotion.  In the hands of the Romans logos became ‘reason’ derived from the Latin ‘ratio’ as in calculate (OED, reason, n 1).  And from the Romans we also derive Science from the Latin scire “to know” which, in turn, derives from the Latin scindere “to split” (MWO).  Science today is accepted as the epitome of reason deriving knowledge by splitting or reducing a question into smaller and smaller parts or elements and, at the extreme, instrumentally controlling them to generate specific phenomenon (Baird 2004).  This pattern of behaviour is objective in that it is ideally conducted “without being influenced by personal feelings or opinions” (OED, objectivity, n).  As will be demonstrated, this form of objectivity attains its apotheosis in the scientific instrument generating knowledge about the physical world without the intermediation of a human subject (Baird 2004; Idhe 1991; Mitcham 1994).

2.            The reductionism of Science extends beyond methodology to epistemology, i.e., the theory of knowledge.  Knowledge itself has been split into domains, disciplines, faculties and forms.  Since adoption of the experimental method in the 17th century, reductive experimental instrumental science has yielded enormous material and intellectual benefits to humankind.  It has, however, also contributed to increasing incommensurability together with alienation and other social costs, e.g., the genetically modified food controversy (Pollack & Schafer 2000).  Reductionism has, however, a significant advantage.  It strips away secondary phenomena distinguishing cause from effect revealing in the natural sciences the underlying ‘laws of nature’ (Taylor 1929, 1930; Zilsel 1942), or what alternatively may be called the Design of nature.  

 Index

5.2 Design

1.            No generally accepted term contra Science has emerged to define the non-rational way of knowing.  To the ancient Greeks it was techne roughly meaning the useful or mechanical arts.  The distinction was based, however, upon class: nobles practiced the Liberal (or free) Arts; slaves practiced the Mechanical Arts.  And it is from techne that, in 1859 the word ‘technology’, as we understand it, entered the English language (OED, technology, 1b).  Ominously, Aldrich argues that this classicist attitude of studied indifference towards technology continues today but with the mechanical device cast in the role of slave (Aldrich 1969, 383). [B]

2.            In the Renaissance, with the discovery (or re-discovery) of perspective in the visual arts, a new word entered the English language – design.  The word derives from the Latin designare “to mark out, trace out, denote by some indication, contrive, devise, appoint to an office” (OED, designate, v).  In Renaissance Italy ‘design’ assumed its contemporary artistic sense of geometric composition (Aldrich 1969) as distinct from its social sense of planning with a purpose.  In French, these senses are expressed by two words “dessein meaning ‘purpose, plan’ and dessin meaning ‘design in art’” (OED, design, n, etymology).  In English, however, both senses are combined in the single word ‘design’.  What they share is intent specifically, the intent to shape, to make, as opposed to understand the world at the disinterested distance afforded by Science. [C] Design involves making patterns out of matter (and out of mind) and the spontaneous recognition that something has been designed, i.e., was intentionally made, even if it is a natural phenomenon like ships of clouds sailing across the living skies (Aldrich 1969, 381).

3.            The word ‘design’ embraces the Renaissance sense of human progress residing in human hands.  This Design revolution changed not just the concept of Western knowledge but also the concept of the ‘knower’. The artist/engineer/humanists of the Renaissance inaugurated, as will be explained below, the Western ‘cult of the genius’ that survives and thrives to this day (Smith 1996; Woodmansee 1984; Zilsel 1918).  In fact, Western intellectual property rights – copyrights, patents, registered industrial designs, trademarks, etc. - are founded on the individual creative genius.  The god-like ex nihilo, i.e., out of nothing (Nahm 1947), power of human creation were first assigned to the Renaissance masters of perspective (Nahm 1950).  The word ‘design’ itself entered the English language in 1588 followed fifteen years later in 1603 by ‘causality’ (OED, causality, 1), a word that arguably lies at the conceptual heart of the Scientific Revolution and is the foundation stone of the experimental method.   

4.            With respect to the Arts, aesthetics as a separate branch of philosophy (generally but not exclusively associated with the Beaux Arts or Fine Arts) appeared in the late 18th century with the German philosopher Baumgarten.  It is important to note that “the original meaning of the term aesthetics as coined by Baumgarten… is the theory of sensuous knowledge, as a counterpart to logic as a theory of intellectual knowledge” (Kristeller 1952, 34).  In effect, Baumgarten philosophically separated Art from subordination to politics and religion a hundred years after the Scientific Revolution liberated experimental science from the same masters.  As will be seen, however, formal aesthetics, like Science, distances itself from some human senses.  In effect, sight and sound (the distant senses) are admitted while the contact senses of touch, taste and smell are excluded as disruptive to aesthetic contemplation.  This distinguishes the sensuous (distancing) from the sensual (immediacy) (Berleant Winter 1964).

5.            Where logic leads by reduction to Truth, aesthetics leads by composition or design to Beauty.  In Pythagorean terms, Beauty is “…a certain unity of diverse elements, [and] … harmony can be understood as the relation of these parts to the whole, and rhythm as their relation to one another” (Dorter 1973, 74-75).  And thus:

when we say that some work of art “works,” we are not referring to its factual accuracy but to the crystallization of its facets into a cogent harmonic and rhythmic unity.  This sense of beauty is the essential one in art, for it is certainly possible to regard an art work as beautiful even if it is representationally “inaccurate.” (Dorter 1973, 75-76)

6.            The reference to ‘works’ as a verb catches the sense of knowledge as the result of successful design or ‘making’.  This is true of the fine arts as well “works of technological intelligence” (Aldrich 1969, 381).  Such artifacts are recognized or ‘known’ by their instrumental design or intent.  In the philosophy of science, Michael Polanyi uses the hammer as an example (M.Polanyi 1962a, 175).  In the philosophy of technology the concept is captured in terms such as ‘instrumental realism’ (Idhe 1991) and ‘instrumental epistemology’ (Baird 2004) that, in turn, derive from Heidegger’s own existential phenomenological hammer (Idhe 1991).  And, in a narrower sense than I will use, Baird identifies the “design paradigm as the most promising recent development in the epistemology of technology” (Baird 2004, 149). [D]

7.            The compositional unity identified by aesthetics in the 18th century arguably led to the formation of a new school of psychology in the 20th.  Gestalt psychology was founded by Max Wertheimer, Kurt Koffka and Wolfgang Köhler in Germany in the early 20th century (Köhler 1959).  The word gestalt derives from the German meaning “a ‘shape’, ‘configuration’, or ‘structure’ which as an object of perception forms a specific whole or unity incapable of expression simply in terms of its parts (e.g. a melody in distinction from the notes that make it up)” (OED, gestalt).  If one looks at a tree one sees a whole, an entity, not a composite of leaves, branches, trunk and root.  If one shifts attention to a part, the whole is lost from view.  In effect, it is perception (knowledge) without reflection or projection.  By reflection I mean interpretation or ‘thinking about’ the meaning of the image.  By projection I mean ‘reading into’ the image an ex poste interpreted meaning.  Or, as Jung says: “image and meaning are identical; and as the first takes shape, so the latter becomes clear.  Actually, the pattern needs no interpretation: it portrays its own meaning” (quoted in Hillman 1980, 37). In the philosophy of science, both Polanyi (1962a) and Kuhn (1996) make extensive use of gestalt psychology and its findings.  Here is knowledge without reason.  Any attempt to analyze it, i.e., to reduce a work to its component elements, sacrifices knowledge of the whole.  Analysis is reductionism, not composition.

8.            In the last half of the 20th century another incarnation of this non-rational way of knowing emerged, this time out of cognitive psychology with the study of neural networks and out of computer science with the study of artificial intelligence: pattern recognition. [E] Such research has led at least one observer to conclude that Science “is just another aspect of a fundamental human capability, that of pattern recognition and processing” (Sparkes 1972). [F] 

9.            In economics, Dasgupta and David identify the related concept of “technological knowledge” which they argue should not “be assigned a subordinate epistemological status” to scientific knowledge (Dasgupta & David 1994, 494).  Brian Loasby (2003) places pattern recognition on the ‘the seat of consciousness’ (OED, wit, n, I.1) replacing the calculatory rationalism of the Standard Model of economics.  Its inherent energy efficiency relative to continuous calculatory rationalism, has, in evolutionary terms, made it the dominant realm of human knowing.  In the simplest terms, pattern recognition is dependent on the quality not the quantity of data.  It is relational not reductive.  According to Loasby, such patterns form ‘connections’ altering the physical structure of the brain.  His concept is what I call ‘connective knowledge’ and which he derives from Adam Smith and Fredrick von Hayek (1952).  Such patterns also characterize human behaviour which, when followed by many individuals, becomes what Loasby calls ‘routines’ and I call ‘institutions’, i.e., routinized patterns of collective behaviour.  An example is the price system which emerged, and functions best, without conscious human planning yet is, nonetheless, a product of human intelligence (Hayek 1989) created perhaps through circular causality (Freeman 1999) or the related economic concept of cumulative causality (Myrdal 1939).

10.          Similarly in the economics of Nathan Rosenberg, extensive use is made of design in his studies of innovation (1974, 1976, Rosenberg & Steinmueller 1988) and ‘the black box’ (1994). He also complains about “academic snobbery” regarding “matters involving ‘hardware,’ including techniques of instrumentation, [that] are often dismissed as constituting an inferior form of knowledge” (Rosenberg 1994, 156).  Schlicht, in his turn, makes pattern recognition the means by which human institutions are structured according to “rule preference” which “is of an essentially aesthetic nature” (Schlicht 2000, 40). [G]  Schilicht also notes that “customs, habits, and routines provide the bedrock for many economic and social formations yet our understanding of the processes that underlie the growth and decay of customs is very limited.  The theory of social evolution has hardly commenced to evolve” (Schlicht 2000, 33).  This runs, of course, completely contrary to the Benthamite underpinnings of the Standard Model in economics in which custom and tradition are excluded from consideration.

11.          In the history and philosophy of technology Edwin Layton stresses design as a form of knowledge distinct from Science and highlights the central role it plays in engineering (Layton 1974). [H] Similarly Derek De Solla Price highlights the distinct cognitive impact and nature of scientific instruments compared to reason and theory.  This is captured in his description of the impact of Galileo’s telescope as “artificial revelation” (Price 1984, 9). [I]

 Index

5.3 Reconciliation

1.            Whether it is called aesthetics, art, custom, design, function, gestalt, institutions, intuition, paradigm, pattern construction or recognition, revelation, symbolism or technological knowledge, there lurks behind the bright light of Science an amorphous non-rational way of knowing.  Accordingly, the portmanteau term ‘Design’ is chosen because the notion is abstract and no unequivocal, clear-cut definition can be offered. [J]

2.            This dark realm mints a coin with two sides: pattern construction and recognition. Both involve diverse pieces of knowledge expressed in matter (or mind) fitted together into a coherent whole.  When this occurs a work of aesthetic or technological intelligence ‘works’, i.e., a gestalt awareness occurs in the mind or a physical device functions as designed.  One connexion between works of aesthetic and technological intelligence is the Pythagorean cognate relationship or pattern between number and matter.  Another is the ancient Greek word techne meaning, to the ancient Greeks, both the 'useful arts' as in technology and the ‘fine arts’.

3.            This way of knowing, Design, I contend, plays a critical role in the competitiveness of nations in a global knowledge-based economy.  But how can this duality be reconciled, or, in terms of the Ancients, how can we achieve enantiodromia – a resolution of opposites?  One way is to simply accept their opposition and use each as appropriate.  This is the solution in physics with respect to the particle/wave paradox of light.  Alternatively, one may be considered a special case of, or descendent from, the other, e.g., Science as a special case of Design, or vice versa. 

4,            If Design is a special case of Science then resolution lies in the material world of DNA, neurons, lobes and brain stems.  This leads us back, however, to circular causality (Freeman 1999).  Thus while higher order states like consciousness may arise from matter, the mechanisms by which they arise, and how these complicated states once established sustain themselves is problematic at best.  And another meta-methodological dilemma also arises.  I know that I know and it is with this reality that I must deal no matter the epiphenomenal nature of my consciousness.

5.            If, on the other hand, Science is a special case of Design then we should be able to identify not just differences but also commonalities.  In many ways Science, especially experimental instrumental science, is an organized and collective pattern of human behaviour, i.e., a recognizable institution that has been called ‘The Republic of Science’ (M. Polany 1962b).  This is a behavioural pattern that, in evolutionary terms, has been laid down very recently, and remains very fragile: it is only about four hundred years old (Kuhn [1962] 1996, 167-168). [K] It is so recent, in fact, that Joseph Henderson in his analysis of psycho-cultural attitudes - social, religious, aesthetic and philosophic – concludes: “we cannot claim for science… the same epistemological authenticity that we can demonstrate in the four basic cultural attitudes” (Henderson 1984, 77). [L]  Henderson suggests, however, that a ‘scientific attitude’ may emerge as a hybrid of the philosophical attitude “to limit man’s subjectivity to a minimum in observing the nature of man or God” and aesthetic objectivity in “observing nature and man from a significant distance” (Henderson 1984, 77).  The aesthetic attitude, in the hands of the German poet Goethe, has in fact generated an alternative ‘science’.  Known as ‘Goethean Science’, it is exemplified in his Theory of Colours (Goethe 1810) written to refute Newton’s materialistic analysis. [M]  The power and intensity of aesthetic observation is succinctly demonstrated therein.

6.            Another facet of being a special case of a higher order is evidence of that higher order operating within the special case.  Sparkes thus concludes: “pattern recognition is undoubtedly a deeply ingrained human capability, and that it should be used for the kind of information processing which goes on in science seems beyond reasonable doubt” (Sparkes 1972, 41).  The repeated use of the terms aesthetics, design, gestalt and intuition by Thomas Kuhn in explaining The Structure of Scientific Revolutions is also evidence of the operation of Design within Science.

7.            Even the media used by Reason and Science – language and mathematics – can arguably be considered examples of Design.  It has thus been argued that the nature of the Greek alphabet itself facilitated development of Western thought.  Marshall McLuhan, following the lead of his mentor, Harold Innis (1950, 1951) noted that we recognize the fundamental differences between the perception of literate and preliterate peoples but we do not appreciate the impact of different alphabets. McLuhan argues that only phonetically literate man lives in a ‘rational’ or ‘pictorial’ space.   The discovery or invention of such a cognitive space that is uniform, continuous and connected was an environmental effect of the phonetic alphabet in the sensory life of ancient Greece.  This form of rational or pictorial space is an environment that results from no other form of writing, Hebrew, Arabic, or Chinese (McLuhan and Logan 1977).

8.            And if a phonetic alphabet creates a rational space in the mind then mathematics surely creates a ‘surpra-rational’ one.  In this extreme space only the most rational of hypotheses can be formulated if they are to be proved.  Arguably it was this patterning, first recognized by Pythagoras as the cognate relationship between matter and number that led the Logical Positivists to restrict knowledge to purely propositional terms best expressed in the language of mathematics.  From this perspective language and mathematics are advanced forms of Design with literacy and numeracy sophisticated forms of pattern recognition.

9.            The distinction is between Science which relies on words and numbers, i.e., semiotic ciphers perceived mainly by sight, and Design which calls on a wider range of elements of Mind and Matter acquired through all the senses - sight, sound, smell, touch and taste.  In turn, if Science is but a special case of Design then the question arises as to the origins of Design itself.  Our first ancestor homo habilis or the ‘handy man’ (two to three million years ago) is most noted for tool making.  Patterning or tooling physical nature (using the opposable thumb) thus precedes the symbolic patterning of words and numbers by millions of years. [N] In this regard Aldrich notes that:

It is with our hands that, fundamentally, we perform as artists in the technological operation.  As such, our soul is in our hands.  The eye may guide the hand but, in this case, the seeing is for the sake of the handling.  Technological intelligence does not come to rest in the eye or the ear.  Its consummation is in the hand. (Aldrich 1969, 382)

10.          Even as Science explores deeper into matter and farther out into space, it too uncovers patterns or Design.  Fractal mathematics is a case in point.   Discovered by Mandelbrot in 1975, a fractal denotes shapes that are the same from close and far away. Arguably, this form of mathematics confirms the old alchemistic adage: “As Above, So Below”.  A fractal is a “mathematically conceived curve such that any small part of it, enlarged, has the same statistical character as the original” (OED, fractal, n, a).  The term entered English through a Scientific American article in 1975:

It seems that mountain relief, islands, lakes, the holes in Appenzeller and Ementhaler cheeses, the craters of the moon, the distribution of stars close to us in the galaxy and a good deal more can be described by the use of generalized Brownian motions and the idea of the fractal dimension. (OED, fractal, n, a)

11.          Thus the laws of nature are, in a sense, also examples of Design.  The human tendency to make and see Design everywhere finds ultimate expression, rightly or wrongly, in ‘The Argument from Design’, an ancient argument for the existence of God:

In its most fresh and innocent form, it went something like this: you can tell by observing the order in the universe that the universe has been designed.  This implies the existence of the Designer, whom, as Aquinas said, men call God.  According to the wonderful story that this suggested, in the Beginning was the Designer with his Design or Purpose. (Aldrich 1969, 379)

12.          This is, of course, the foundation of what is known in theological circles as ‘intelligent design’.  On the much more prosaic level of the competition of nations in a global knowledge-based economy, Alfred Lord Marshall noted long ago that: “it is every day more true that it is the pattern which sells the things” (emphasis added, Marshall 1920; 178).

Index

Table of Contents

6.0 Triad

The Competitiveness of Nations

in a Global Knowledge-Based Economy