The Competitiveness of Nations in a Global Knowledge-Based Economy
Don Ihde
Instrumental Realism:
The Interface between Philosophy of Science and
Philosophy of Technology
II. The New Philosophy of
Science
Indiana University Press
Bloomington, 1991 11-44
The new philosophy of
science arises, in part, out of explicit dissatisfaction with the disembodied
and essentially idealistic and abstract notion of science often found within
the dominant traditions of the old philosophy of science.
The new philosophy of
science owes its emergence to a number of thinkers - or perhaps equally, to a
change in perspective which arose independently in many quarters. I have already suggested that the shift which
occurred to create the new philosophy of science had as one of its components a
certain taste for the concrete embodiments of science. Again, limiting mention first to
Anglo-American sources, one may note the impact of Karl Popper and Imre Lakatosz, who resituated
science within its community of mutually interested persons, while focusing
upon the emergence and development of science. The work of Stephen Toulmin
should be noted as well. One might also
mention the important work of Michael Polanyi, who
introduced the notion of tacit knowledge to the traditions of the
philosophy of science. Tacit knowledge
was clearly an appreciation of one dimension of praxis and perception, a
kind of “bodily knowledge” which plays a subterranean role even in science and
which gradually began to be appreciated by some philosophers of science. But most scholars would surely agree that in
the Anglo-American traditions, the person who most gave form to the new shape
of philosophy of science was Thomas Kuhn. [1]
I do not wish to go over
the same ground already well trod since the publication of The Structure of
Scientific Revolution (1962). The arguments and counterattacks, the
extensions and revisions, have been many. But I shall take a different approach. I shall
not address the mainline reaction, which accused Kuhn of both reducing science
to a sociology of science and of exhibiting a presumed
irrationalism, which arose from his shift of emphasis on discovery from its
previously “purely” rational basis in forms of reasoning. Rather, what I see happening in Kuhn is the
hint at a different model of interpreting science, a model which includes at
least perceptual and, insofar as Kuhn is historically sensitive, praxical features often left out of standard
accounts.
At the same time, I want to
resituate Kuhn with respect to his
11
proximity, probably unknowingly on his part, to phenomenology. My use of perception is closest to Merleau-Ponty’s in the sense that sensory, or bodily, perception
is always understood to be situated within a kind of cultural or contextual perception.
Thus, while Kuhn, in a more Wittgensteinian sense, may often be using perception
metaphorically as a kind of “intellectual” perception, here I am noting that
what is sometimes taken as metaphorical is more than metaphorical.
Kuhn does not stand alone
in what I shall describe as the praxis-perception model implicit in the
new philosophy of science. Until
recently, beyond the gaze of many philosophers, there was a parallel development
of an amazingly similar impact made upon the human sciences by the work of the
late French intellectual historian-philosopher Michel Foucault. His tutor, usually unmentioned but
all-too-clearly visible in his very invisibility, was Maurice Merleau-Ponty, the philosopher of perception par
excellence. In turn, Merleau-Ponty
draws from an even older development of a praxis-perception model of
interpretation outlined in the work of the later Husserl.
I shall examine this parallelism.
This examination will take
the shape of a chronologically discontinuous exposition which, while beginning
with Kuhn, then reverts to an earlier period beginning with Husserl
and leading back up to Kuhn’s contemporary, Michel Foucault. I do this first with respect to philosophy of
science but with deliberate focus upon the often indirect roles of technology
in these contexts.
First the Kuhnian revolution: The critical, or negative, thrust of
Kuhn’s reinterpretation of scientific development was immediately felt. It could easily be construed as a direct
attack upon the analytic-positivistic-nomological
model of science. For Kuhn, the laws of
science, the rules of operation, the system of induction and deduction - while
in no way ignored or rejected - were undercut as foundational. More basic to the operation of science was a paradigm.
In effect, what Kuhn’s negative
attack accomplished was an inversion of priorities, making the nomological model of science derivative.
Kuhn first described his
notion of paradigm in a highly general form, stating that “a paradigm is an
accepted model or pattern” which guides the development of normal science.
At first, it might be thought that such
a model was merely the particular arrangement of parts of a theory, itself a
kind of higher order, but perhaps an implicit “rule.”
In this standard example, the paradigm functions by
permitting the replication of examples any one of which could in principle
serve to replace it. In a science... a
paradigm is rarely an object for replication. Instead, like the accepted judicial decision
in common law, it is an object for further articulation and specification under
new or more stringent conditions. [2]
But a paradigm is presupposed by the operations
of normal science, which is to say that what constitutes the paradigm is also
more basic as a condition of the possibility for normal science. Laws, rules, the nomological
model become not founding, but founded. “Perhaps
it is not apparent that a paradigm is prerequisite to the discovery of laws
...,” [3] but the relation is soon made explicit. “Rules, I suggest, derive from paradigms, but
paradigms can guide research even in the absence of rules.” [4] Rules
become twice secondary. Paradigms are
the very means by which theory can operate: “Paradigms provide all phenomena
except anomalies with a theory-determined place in the scientist’s field of
vision.” [5]
They are ultimately the ground of normal science itself:
“Without commitment to a paradigm there could be no normal science.” [6]
And while recognizing that
normal science is also the dominant way in which science operates, it too is
inverted with respect to its grounds. Revolutionary
science, which occurs through a paradigm shift, is more basic to scientific
development or advancement. Normal
science, such as that portrayed in the textbooks - or equivalently, by the nomological model - is sedimented
science. It is carrying out the
refinements and extensions of some previously adapted paradigm.
One can immediately see
why, in its critical dimension, The Structure of Scientific Revolutions became
controversial. In a subtle sense,
however, the book became its own revolutionary fulfillment, itself a paradigm
shift in the interpretation of science - so much so that today its perspective
is itself virtually “normal.” In fact,
the response within large segments of the scientific community was such that
the very language of Kuhn began to be used by scientists in their
self-interpretations.
However, the established
philosophy of science community was less enthusiastic. Kuhn was frequently dismissed as a mere
“sociologist of knowledge,” or worse, an irrationalist,
since his model of scientific change clearly included factors other than
sheer rational calculations or logical connections. Thus, even though adapted by a now sizeable
younger generation of both historians and philosophers of science, the
persistence of the old philosophy of science remains. Philosophies, in my estimation, rarely die,
even if refuted or undercut. More
likely, they either go underground - reluctantly yielding even the smallest
terrain - or, more frequently, resuscitate themselves
in a new guise. I even suspect that the
enduring, institutional aspects of philosophy are not that different from what
happens in other forms of human industry. The historian Edward Constant once observed
that in the transition from piston-engined to
turbojet aircraft:
Old communities and traditions virtually never give birth to radically
new
13
technologies.
No manufacturer of piston aircraft
engines invented or independently developed a turbo-jet. No designer of conventional reciprocating
steam engines invented a steam turbine, no manufacturer of steam locomotives
independently developed diesel engines. In
the case of both firms and individuals, community practice defines a cognitive
universe that inhibits recognition of radical alternatives to conventional
practice. [7]
This observation on
industry appears to me to apply equally well to philosophical establishments
where the development of new fields or approaches is concerned!
The critique, however, is
only the negative side of the new philosophy of science. Its positive side is the emergence of what I
shall call a perceptual model of interpretation. Kuhn himself makes this point repeatedly:
Examining the record of past research from the vantage of contemporary
historiography, the historian of science may be tempted to exclaim that when
paradigms change, the world itself changes with them. Led by a new paradigm, scientists adopt new
instruments and look in new places. Even
more important, during revolutions scientists see new and different things when
looking with familiar instruments in places they have
looked before. [8]
Kuhn characterizes this
specifically as a way of seeing. It
is what I shall call, in this case, an example of structured macroperception. Kuhn astutely. recognized that
phenomena may be seen with different selectivities - selectivities which call into question whether the thing
seen is similar in any way to that which was previously seen. His specific metaphor for such changes was the
gestalt shift, such as occurs with ambiguous pictures (as with Wittgenstein’s
duck/rabbit; indeed, Wittgenstein is an important figure in Kuhn’s background).
Kuhn repeatedly gives
examples of such shifts, emphasizing radical discontinuities implied in
such gestalt shifts. For example, a
minor shift concerning stars and planets occurred between 1690 and 1781. Uranus was first identified as a star; then,
after a switch of interpretation, as a planet. There followed the identification of numerous
astronomical phenomena as planets rather than stars, to the extent that twenty
were identified! [9]
But much more telling as a shift of vision is the
following case:
During the seventeenth century, when their research was guided by one
or another effluvium theory, electricians repeatedly saw chaff particles
rebound from, or fall off, the electrified bodies that had attracted them. At least that is what seventeenth-century
observers said they saw, and we have no more reason to doubt their reports of
perception than our own. Placed before
the same apparatus, a modern observer would see electrostatic repulsion (rather
than mechanical or gravitational rebounding), but historically... electrostatic
repulsion was not seen as
such until Hauksbee’s
large-scale apparatus had greatly magnified its effects. [10]
Note, anticipatorily, that there is a relation here
between perception and instrumentation (technology). Kuhn suggests that the use of the same
instrumentation can give rise to differing perceptions, but historically the
shift did not occur until the instrumentation itself changed. This is not without import, but it remained
only an underdeveloped background phenomenon within Kuhn’s approach.
For Kuhn, gestalt shifts
are shifts in seeing as (Wittgenstein). What is explicit in his interpretation are
such things as changes in what counts, selectivities
within the phenomenon: “for example... when Aristotle and Galileo looked at
swinging stones, the first saw constrained fall, the second a pendulum.” [11] Indeed, only through a shift could pendulums be perceived:
“Pendulums were brought into existence by something very like a paradigm-induced
gestalt shift.” [12]
A shift of perception radically reorganizes not some
particular element, but a whole field. “Paradigms
determine large areas of experience at the same time.” [13] This analysis of scientific perception, once understood,
makes it easy to see why the nomological model must
take a different role within the interpretation of science. Only after there is some paradigm or other,
some structure macroperception or other, does what
counts as a fact become a fact. Similarly, only after there is a gestalt can
its laws be determined and refined. The
same can even be said for predictions - only after there is some formed whole
(gestalt) can there be anything like a rational prediction. As such, a perception is a kind of precursor
to a phenomenon, which then can be made ever more explicit in its detail and
implication. Kuhn’s strategy is thus a
“top down” one.
Within the context of
Anglo-American history and philosophy of science, the Kuhnian
adaption of a perceptual model was indeed daring. This was so not only because it cut against
the grain of the then dominant strands of the philosophy of science, but
because it did so in the absence of a much richer tradition of the interpretation
of perception itself, a tradition which was much better known in European
circles through early phenomenology (Husserl and Merleau-Ponty). Clearly,
Kuhn did draw upon the later Wittgenstein, who, among all the philosophers associated
with early analytic philosophy, perhaps most often used and referred to
perceptual examples. Learning a language
is closely linked to learning to perceive, as Kuhn clearly states:
The child who transfers the word “mama” from all
humans to all females and then to his mother is not just learning what “mama”
means or who his mother is. Simultaneously he is learning some of the
differences
15
between males and females as well as something about the ways
in which all but one female will behave toward him. His reactions, expectation, and beliefs - indeed,
much of his perceived world - change accordingly. [14]
The Kuhnian
model is, then, basically a Wittgensteinian
perceptual model. It recognized that
gestalts are perceptual contexts within which elements may be radically and
discontinuously related, not only in terms of rearrangements, but more
radically, in terms of items which drop out and disappear and in which others
appear for the first time. This places
Kuhn, with or without his knowledge or approval, very close to one strain
within perceptualist phenomenology. Moreover, in his description of scientific
perception he even approximates the notion of intentionality, which I have
suggested forms the framework for the phenomenological interpretation of
perception. If the “world” changes in a
paradigm shift, the object or reference of perception within its entire field
changes; it reflexively implies a change of some kind in the perceiver. In the structured macroperception
of the scientific community, this also occurs: “Successive paradigms tell us
different things about the population of the universe and about that
population’s behavior... But paradigms differ in more than substance, for they
are directed not only to nature but also back upon the science that produced
them.” [15]
Or again, “... when paradigms change, the world itself
changes with them... paradigm changes do cause scientists to see the world of
their research-engagement differently.” [16]
So, from within the
traditions of Anglo-American history and philosophy of science there has arisen
a perceptual model for the interpretation of scientific change and development.
But is this model relevant to the
counterpart philosophy of technology? There
is at least the hint, within the context of the history of science,
that it may be. Kuhn rarely
emphasizes the role of technologies - which, for science, are usually its
instrumentation - in any thematic way. But
instrumentation, at least for all modern science, is the material condition;
better, it is the embodiment by which science perceives. Here one finds at least one clue to a possible
shift from the philosophy of science to the philosophy of technology. Yet this clue is not explicitly developed by
Kuhn, who remains primarily theory oriented.
Before following up on this
clue, however, I wish to turn to Kuhn’s unrecognized philosophical kin, the
early phenomenologists. For it was in this early twentieth-century
movement that what I shall term the praxis-perception model was more
fully developed. Thus, I am adopting
this European tradition into the family of the new philosophy of science.
The primary progenitor of
the phenomenological movement was Edmund Husserl,
whose published works appeared from the early 1900s through 1936. A French reader of his, particularly with
regard to the later works, was Maurice Merleau-Ponty,
who died in 1961. Both turned their
attention to the role of perception in science, and both utilized a version of
the lifeworld as an interpretative idea.
Husserl’s Crisis was published in 1936, and in it one
can find a considerable parallelism with what was to become the new philosophy
of science. Admittedly, in now rereading
the Crisis, après-Kuhn, one cannot help but discern contrasts as well. First, Husserl
continued the German tendency to view science as Wissenschaften
- although his examples indeed surrounded the rise of Modern physics in Galileo
and Descartes - rather than take the narrower focus upon natural science as
exemplary science. Then too, his aim was
in part to discern a unique rationality in Western thought; this colors his
interpretation and gives it the appearance of a normative, if not “linear,”
development. And while, as I shall
illustrate, he clearly develops an idea of something like paradigm shifts, he
also regards each change as necessarily both a gain and a loss; thus, the
question of progress becomes enigmatic (this in spite of Husserl’s
own hope for philosophical progress).
What I wish to concentrate
upon, however, is the beginning of a praxis-perception model of interpretation.
In Husserl,
this notion takes its place within the structure of the Lifeworld.
Scholars have long acknowledged that
there is a fundamental ambiguity within the idea of the lifeworld
which will set the stage for the exposition of phenomenology to follow. On the explicit level, Husserl
remains a foundationalist. This is to say that some stratum - in this
case, of human activity - is a founding stratum, while others are founded, are
dependent, upon the founding fundament. In Husserl’s case,
what is fundamental is a kind of ordinary human praxis and perception, the
world of the human interaction among material things and others. Its openness toward the other is sensory, and
this relation is focally perceptual.
This foundation in ordinary
perception and praxis is, however, not usually critically examined; it is
simply taken for granted. This ordinary
context is what is both basic and shared throughout the human community.
Consciously we always live in the lifeworld;
normally there is no reason for making it explicitly thematic for ourselves
universally as world. Conscious of the world as a horizon, we live for our particular
ends, whether as momentary and change ones or as an enduring goal that we have
elected for ourselves as a life vocation, to be the dominant one in our active
life… Thus as men with a vocation we may permit ourselves to be
indifferent to everything else, and we may have an eye only for this horizon as
our world and for its own actualities and possibilities - those that exist in
this “world” - i.e. we have an eye only to what is in “reality” here… [17]
17
Within this basic and universal domain of perception
and praxis there may occur special forms of activity with particular selectivities which may become “sciences.”
Science in this concept will both be
related to, but, in specific ways, distinguishable from, the lifeworld foundation in ordinary experience. The lifeworld may
contain various “worlds.” “The
goal-directed life which is that of the scientist’s life-vocation clearly falls
under the generality of the characterization just made, together with the
‘world’ that is awakened therein in the communalization of scientists… as the
horizon of scientific works.” [18]
Here Husserl
retains his usual lofty perspective but also anticipates the awareness that
embodies science in its community and activity. It is clear that experience within the horizon
of the world and the different “worlds” which can be constituted within the lifeworld is the framework by which development in science
can occur. Returning again to “The
Origin of Geometry,” we find one slightly more specific hint of how such an
analysis might take shape:
Geometry and the sciences most closely related to it have to do with
space-time and the shapes, figures, also shapes of motion, alterations of
deformation, etc., that are possible within space-time, particularly the
measurable magnitudes. It is now clear
that even if we know almost nothing about the historical surrounding world of
the first geometers, this much is certain as an invariant, essential structure
that it was a world of “things” (including the human beings themselves as
subjects of this world); that all things necessarily had to have a bodily
character... and [these] can be secured at least in [their] essential nucleus
through a careful a priori explication, [in that] these pure bodies had spatio-temporal shapes and “material” qualities… Further,
it is clear that in the life of practical needs certain particularizations of
shape stood out and that a technical praxis always [aimed at] the production of
particular shapes and the improvement of them according to certain directions
of gradualness. [19]
To this point one may contrast several aspects of the lifeworld with the “worlds” of sciences. First, ordinary perception and action is
primary and universal and is simply presupposed by the actual scientist. Second, the lifeworld
may be said to include the “world” of science, but not vice versa. And third, there is a marked contrast between
the “perceptions of the sciences and perception in the lifeworld.”
Here we continue to take account of the
first sense of lifeworld as founding fundament.
The ordinary perception, examined critically and reflectively, is shown
to be different from scientific perception. In his case studies on the origins of
geometrical method, Husserl notes that:
In the intuitively given surrounding world, by abstractively directing our view to the mere spatiotemporal
shapes, we experience “bodies” – not
geometrically-ideal bodies but precisely those bodies that we actually
experience, with the content which is the actual content of experience. [20]
This perception is what I
call microperception; it is more
narrowly sensory in its original understanding. The base stratum of the Husserlian
lifeworld continues to be this domain of human
interaction with a material-surrounding world.
Geometry, when it does
arise, does so from a particularization within the perceptual field: Certain
shapes are noticed, preferred, perfected, etc., and by a gradual process of
abstraction and variation, move from that base toward the imaginatively ideal. Geometry originates from a certain kind of
perception and praxis:
The geometrical methodology of operatively determining some and finally
all ideal shapes, beginning with basic shapes as elementary means of
determination, points back to the methodology of determination and measuring in
general, practices first primitively and then as an art in the prescientific, intuitively given surrounding world. [21]
As these shapes are selected, chosen, and perfected,
new interests and praxes arise with a trajectory toward idealization. “Out of the praxis of perfecting, of freely
pressing toward the horizons of conceivable perfecting ‘again and again’
limit-shapes emerge toward which the particular series of perfectings end.” [22]
In short, one begins
to get a special geometrical praxis.
In this new type of praxis,
perceptions also change. A new praxis is
an acquisition, which once acquired may become familiar; its origins and
the means by which it was attained are forgotten. That which becomes familiar becomes
transparent and taken-for-true. It
becomes a kind of “perception,” but now, while intuitive, something beginning
to approximate a macroperception, a “cultural”
perception. It is precisely this
movement which characterizes Husserl’s interpretation
of the rise of Modern Science in the figures of Galileo and Descartes.
I shall not sketch out the
whole of this interpretation. But what Husserl asks is: What constitutes the realm of the
taken-for-granted which would have been part of Galileo’s perspective upon
geometry? And with some subtlety he
traces not only what Galileo could take for granted but, in a reconstruction,
makes us aware of what we take for granted. This level actually arises much later, after
the paradigm shift Galileo instigated was solidified.
According to Husserl, what was “obvious” to Galileo was a long tradition
of the relation and application of ancient geometry in a Platonistic
guise such that the empirical world could be mathematized
with a certain intuitiveness - but only to a point. Partial measurements and correspondences were
known from antiquity (and revived in the
19
Renaissance). Thus, without
further specifying origins, proportions between lengths of strings and sounds
(harmonics) and between selected shapes (triangles, etc. - not initially rough
or complex shapes) and their elaboration in plane geometry could be taken for
granted. But a new type of universalization, a new perspective, is taken by Galileo, a
perspective which only much later can become so taken-for-granted that it
becomes intuitive.
The problem revolves around
sensory perception. Shapes, already
closely subsumed under ancient geometry, are only a part of the sensory world. In addition, there are what Husserl calls plenary or specific-sense qualities (colors
will do for an example). These do not
easily fall under the geometric praxis: “The difficulty here lies
in the fact that material plena - the specific
sense-qualities - which concretely fill out the spatiotemporal shape-aspects of
the world of bodies cannot, in their own gradations, be directly treated
as are the shapes themselves.” [23]
Some means must be devised,
then, to account for these plenary qualities, or else one must realize
that the geometrical method is only a special and limited praxis related to one
aspect of the world. Galileo’s
invention, Husserl claims, is the development of an indirect
means of mathematizing the plena.
Galileo must find a means to translate
plenary phenomena into spatial ones in order for them to become
available for geometrical analysis. And
that is what he does.
Conceptually, this move,
well known in both Galileo and Descartes, first denies to the objects their
plenary qualities in the doctrine of primary and secondary qualities. Put baldly, the object-in-itself is purely a
geometrical entity, a res extensa; its plenary qualities are located not in the
object but in the subject. Colors are
“subjective.” But now, since we see a
thing as both extended and colored, there must be some way to subsume color
into geometrical analysis. And it is
here that the indirect geometrization begins
to take shape. There must be some index
of regularity which, while not directly spatial, can be related to some
“spatial” measurement, directly or through a process of
translation.
Now with regard to the “indirect” mathematization
of that aspect of the world which in itself has no mathematizable
world-form, such mathematization is thinkable only in
the sense that the specifically sensible qualities (“plena”)
that can be experienced in the intuited bodies are closely related in a quite
peculiar and regulated way with the shapes that belong essentially to
them. [24]
In this perspective, not
yet intuitive, Galileo dramatically paves the way for Modern physics such that,
today, second thoughts are rarely given to the procedure:
What we experienced in prescientific
life, as colors, tones, warmth, and weight belonging to the things themselves
and experienced causally as a body’s radiation of warmth which makes adjacent
bodies warm, and the like, indicates in terms of physics, of course,
tone-vibrations, warmth-vibrations, i.e., pure events in the world of shapes.[italics
mine] [25]
So much of this is taken
for granted that undergraduates can even say that they “see” wave lengths.
This is to say that once gestalted, the Galilean perspective becomes a kind of macroperception which can be taken for granted with new
modifications possible. But it is
precisely here that the ambiguity in Husserl reaches
its own apex. For if the new
means of understanding phenomena becomes a genuine cultural acquisition as the
investigation into the origins by means of a praxis become transparent, it
overlooks the contrast with the fundamental lifeworld.
But now we must note something of the highest
importance that occurred even as early as Galileo the surreptitious
substitution of the mathematically substructed world
of idealities for the only real world, the one that is actually given through
perception, that is ever experienced and experienceable
- our everyday lifeworld. This substitution was promptly passed on to
his successors, the physicists of all the succeeding centuries. [26]
Husserl seems to be saying that the lifeworld
is, and must be, the sensory lifeworld, based in the
relations between actional humans and the concrete,
material world of things and beings, which are bodily. And these are intuitively, perceptually
available to everyone. Then a second
type of intuitability also occurs, such as that
exemplified in the Galilean revolution, in which certain combinations of praxically attained perspectives can make possible another intuitable attainment, a cultural acquisition, like a
science.
However, such an
acquisition is also ambiguous. Because
what is gained by the very means of mathematization, Husserl argues, loses an essential sense of concreteness by
overlooking the fundamental lifeworld.
Galileo, the discoverer... of physics, or physical nature is at once a discovering
and a concealing genius. He discovers
mathematical nature, the methodical idea, he blazes
the trail for the infinite number of physical discoveries and discoverers. [But] immediately with Galileo, then, begins
the surreptitious substitution of idealized nature for prescientifically
intuited nature. [27]
The acquisition of the new
paradigm conceals the fundament of the ordinary dimension of the lifeworld.
In this context, however,
two remarks are called for: First, it
21
should now be obvious that Husserl
clearly developed something similar to the notion of a paradigm shift. This is, in essence, his interpretation of
Galileo. Galileo “sees” the world differently,
and once this perspective is established, it can itself become a tradition
which persists. Here is normal science,
a way of seeing and interpreting phenomena which contrasts with the world of
ordinary activity and seeing. In this
sense, and specifically by means of an experiential analysis, Husserl anticipates the new philosophy of science.
For Husserl,
praxis and perception are the focal basis of the lifeworld.
The lifeworld
is that structure of experience which is both perceptual and historical. It contains sediments and traditions
and what Husserl proposed in his reexamination of
the rise of Modern Science.
Interestingly, at this very
opening point, a long-persistent misunderstanding of Husserl
and phenomenology has barred the way to seeing Husserl
as forerunner to the new philosophy of science. It is thought that Husserl
always began with “immediate experience,” which was intuited. Therefore, the misunderstanding usually
goes, phenomenology becomes a merely “subjective” procedure. What fails to be noted is that for
phenomenology, all intuitions, as well as all sediments and traditions, are
constituted, not given. Givenness is always merely indexical or preliminary.
Intuitions and traditions,
when examined critically, are shown to be what they are only when their
constituting field or context is made apparent; and that is what Husserl did with Galileo. “Given” intuitions or traditions are truly
parallel to what Kuhn takes as normal science, while the establishing of a
perspective, as with Galileo, is a revolution in science. Truth - the obvious, the transparent - is what
it is because it is already familiar, constituted, sedimented. But
this, in turn, must be referred to both the field which makes the constituting
possible and to the activity which does the constituting (or, the revolution
which establishes it).
The second comment relates
to the tension between Husserl’s two senses of perceivability which may be found in the idea of the lifeworld. Husserl himself retained the hard sense of perceivability for that founding dimension of the lifeworld or perception in its micro-(sensory)
signification. The second or macro-
(hermeneutic-cultural) signification was for him an aperceptive
sense. But insofar as
the second sense of perception is used and insofar as it could be gestalted into a taken-for-granted cultural tradition, it
is clearly also “intuited.” Furthermore,
Husserl allows that there is both an ordinary and a
mathematical praxis possible within the lifeworld. However, he was still a foundationaljst
in that the first, hard sense remained for him the founding stratum.
While Husserl
retained microperception as foundational, making (specific
scientific) macroperception derivative, even if
“higher,” Kuhn
as the later counterpart to this observation emphasizes
the second dimension of perceivability. For Kuhn, it is primarily macroperception
which is foundational. In a rough sense,
specific perceptions (scientific observations) take place within a paradigm or macroperception. Scientific perception, while clearly
bodily-perceptual in some sense, is primarily that of the macro-order, a
specific formation of the hermeneutic-cultural order.
Interestingly, the movement
toward the more obvious discontinuities and polymorphous qualities of cultural macroperception also characterizes some of the moves of the
post-Husserlians. It occurs dramatically in the work of Maurice Merleau-Ponty.
Within the phenomenological
traditions, Merleau-Ponty was the preeminent
philosopher of perception. His Phenomenology
of Perception (first published in English in 1962) remains the classic
study in the field and, in the context here, was the work which most thoroughly
distinguished a phenomenological theory of bodily-sensory perception. His later Visible and the Invisible (first
published in English in 1968), while a posthumous unfinished work, displays a
modification which focuses upon the dimension of cultural perception or macroperception as I interpret it. My reference to him here, however, must be
limited to taking note of the emergence of certain features of a
praxis-perception model of interpretation relevant to the context of philosophy
of science and technology.
Merleau-Ponty read and adapted Husserl
into the French world, but his focus began with the later Husserl
of the lifeworld period. In the earlier Phenomenology of Perception there
is a kind of structural adaptation of the lifeworld
notion. The base of the lifeworld, as in Husserl, could
be said to be common experience:
All my knowledge of the world, even my scientific
knowledge, is gained from my own particular point of view, or from some
experience of the world without which the symbols of science would be
meaningless. The whole universe of
science is built upon the world as directly experienced, and if we want to
subject science itself to rigorous scrutiny and arrive at a precise assessment
of its meaning and scope, we must begin by reawakening the basic experience of
the world of which science is the second-order expression. [28]
There is thus a distinction, similar to Husserl’s, between a common, primary relation to the world
and a special, secondary (perhaps higher), scientific relation to the world. Phenomenology, as Merleau-Ponty
sometimes characterized it, was the philosophy which must take the measure of
this difference.
If the foundation of the lifeworld could be found in common experience,
pre-critically it remains only that which is taken-for-
23
granted. The task of a
critical phenomenology was to awaken its sense - and here Merleau-Ponty
also adapted a version of the Husserlian epoche:
It is because we are through and through compounded of
relationships with the world that for us the only way to become aware of the
fact is to suspend the resultant activity, to refuse it our complicity... or
yet again, to put it “out of play.” Not
because we reject the certainties of common sense and a natural attitude
towards things - they are, on the contrary, the constant theme of philosophy - but
because, being the presupposed basis of any thought, they are taken for
granted, and go unnoticed, and because in order to arouse them and bring them
into view, we have to suspend for a moment our recognition of them. [29]
So far, fairly standard Husserl - but Merleau-Ponty
interprets the primary world-self relation (intentionality) as actional and perceptual. In defense of his thesis he claimed, “The
perceived world is always the presupposed foundation of all rationality, all
value, all existence.” [30] Thus, in a complex and broadened phenomenological sense,
he makes perception basic:
I cannot put perception into the same category as the
synthesis represented by judgements, acts or
predications. We must not, therefore,
wonder whether we really perceive a world, we must instead say: the world is
what we perceive... To seek the essence of perception is to declare that
perception is, not presumed true, but defined as access to truth. [31]
Perception, in this sense, is access to truth, the
limits within which even rationality can occur: “Rationality is precisely
measured by the experience in which it is disclosed. To say that there exists rationality is to say
that perspectives blend, perceptions confirm each other, a
meaning emerges.” [32]
By making perception
foundational, Merleau-Ponty could be said to be
something of a phenomenological “empiricist,” even though his interpretation of
perception radically differs from any empiricist sensation theory. However, by initially identifying perception
with the foundationalist interpretation given it by Husserl, Merleau-Ponty falls into
the same trap regarding science, which we have previously noted in Husserl’s interpretation of Galileo:
Scientific points of view, according to which my
existence is a moment of the world’s, are always both naive and at the same
time dishonest, because they take for granted, without explicitly mentioning
it, the other point of view, namely that of consciousness, through which from
the outset a world forms itself around me and begins to exist for me. To return to things themselves is to return to
that world which precedes knowledge, of which knowledge always speaks, and in
relation to which every scientific
schematization is an abstract and derivative sign-language, as is
geography in relation to the country side in which we have learnt beforehand
what a forest, a prairie or a river is. [33]
I shall contend that by relating common perception to
scientific perception in this foundationalist way,
the contrast between the praxis of ordinary existence and scientific activity
is not only too sharp, but it overlooks another strategy entirely, a strategy
which could have been developed from within the phenomenological perspective
itself.
The point here, however, is
to take brief account of the praxis-perception model which occurs in the works
of Merleau-Ponty as a potential contribution to both
the philosophy of science and the philosophy of technology. In general, the modifications upon Husserlian phenomenology have long been recognized as existential
reinterpretations. “[Phenomenology] far from being, as has been thought, a
procedure of idealistic philosophy... belongs to existential philosophy: Heidegger’s “being-in-the-world” appears only
against the background of the phenomenological reduction.” [34] Note that existential here means precisely the kind of
“materiality” which occurs in praxis and perception; it is primarily an account
of a world-body-as-me relation rather than the analysis of “pure consciousness”
as intimated by Husserl.
This is to say that the
I-world correlation, which is intentionality, is reinterpreted by Merleau-Ponty to be a correlation between the experienced
environment - the world - and my experiencing of it as an incarnate or embodied
being. This version of perception thus
focuses upon bodily concreteness and revolves around the various dimensions of
bodily existence. The immediate
consequences of a theory of perception are clear. Not only is body (as experiencing or “lived”
body) implicated in all perception and the condition of what and how something
is perceived, but “the theory of the body is already a theory of perception.” [35] Thus, in the explication of this theory, existential
spatiality or bodily position must be constantly accounted for:
When I walk around my flat, the various aspects in
which it presents itself to me could not possibly appear as views of one and
the same thing if I did not know that each of them represents the flat seen
from one spot or another, and if I were unaware of my own movements, and of my
body as retaining its identity through the stages of these movements. [36]
Here we return to one of the points made concerning
phenomenological relativity. Whether or
not it is interpreted foundationally, there is some kind of peculiar privilege
of bodily existence with respect to any phenomenological perspective. At least, this is so for all microperception. Not
to take account of spatiality
25
(position), temporality
(existential time), or the various dimensions of actional
perception (mortality, expressiveness, even sexuality) would be inadequate and
would dehumanize the account.
I shall briefly outline a
few of the succinct features of the Merleau-Pontean
theory of perception:
1) The recovery of lifeworld perception is understood by Merleau-Ponty
to be the task of rediscovering the complexity and multidimensionality of
perception. In the critical part of his
analysis - and it should be noted that the science which he criticizes is
primarily psychology - his objections include the various types
of reductionism which characterize much twentieth-century human science. What is primitive in perception is its
richness:
A wooden wheel placed on the ground is not, for sight, the same
thing as a wheel bearing a load. A body
at rest because no force is being exerted upon it is again for sight not the
same thing as a body in which opposing forces are in
equilibrium.... [v]ision is already inhabited by a significance
which gives it a function in the spectacle of the world and in our existence…
The problem is to understand these strange relationships which are woven
between the parts of the landscape, or between it and me as incarnate subject,
and through which an object perceived can concentrate in itself a whole scene
or become the image of the whole segment of life. Sense experience is that vital communication
with the world which makes it present as a familiar setting of our life. It is to it that the perceived object and the
perceiving subject owe their thickness. [37]
The perceptual primitive is complex, multidimensioned. In
this sense, the analysis is non-reductive.
2) Although the various
senses are discussed throughout the Phenomenology of Perception, it is
also clear that bodily motility, action, is basic. Not unlike much psychology, various illusions
and perceptual deception fascinate Merleau-Ponty. He finds the clue to explanation residing
primarily in full, bodily engagements with these (an illusion can maintain
itself only through a certain distance and abstraction). In a discussion of the inverting-glasses
experiments (glasses which presumably invert our “visual image” of the
environment) and of distorted rooms (which look normal only at a distance and
from one position but, if entered, are obliquely constructed and thus
non-familiar), the illusory quality depends upon praxis and bodily action. “What counts for the orientation of the
spectacle is not my body as it in fact is, as a thing in objective space, but
as a system of possible actions, a virtual body with its phenomenal ‘place’
defined by its task and situation. My
body is wherever there is something to be done.” [38]
Bodily existence is both actional and oriented. Directions are not arbitrary but refer to
bodily capacities and relations within potential
tasks (thus up/down, right/left, and forward/back belong in
oriented ways to a being of upright posture).
We must not wonder why being is orientated, why
existence is spatial, why [the body’s] co-existence with the world magnetizes
experience and induces a direction in it. The question could only be asked if the facts
were fortuitous happenings to a subject and an object indifferent to space,
whereas perceptual experience shows that they are presupposed in our primordial
encounter with being, and that being is synonymous with being situated. [39]
3) If body-world relations
interpreted actionally are basic, the perceptual
model which ties much of the Merleau-Pontean strategy
together is that of the gestalt figure/ground phenomenon:
When Gestalt theory informs us that a figure on a
background is the simplest sense-given available to us, we reply that this is
not a contingent characteristic of factual perception... it is the very
definition of the phenomenon of perception, that without which a phenomenon
cannot be said to be perception at all. The perceptual “something” is always in the
middle of something else, it always forms part of a
field. [40]
This is why, for a phenomenological analysis, there
can never be an isolated thing-in-itself. All things are related to some context or
other. This “invariant” for
phenomenology, however, derives from its perceptualism.
In Merleau-Ponty’s
case, the gestalt model even relates to bodily motility in basic ways:
My body is geared onto the world when my perception presents me with a
spectacle as varied and as clearly articulated as possible, and when my motor
intentions, as they unfold, receive the responses they expect from the world. This maximum sharpness of perception and
action points clearly to a perceptual ground, a basis of my life, a
general setting in which my body can co-exist with the world. [41]
4) If the basic model for
analysis revolves around figure/ground relations, there is a related whole/part
strategy which also governs the analysis. In the discussion of illusions, it again
becomes clear that there is a weighted difference between the whole (world) and
its parts (particular objects or perceptual takings). “There is absolute certainty of the world in
general, but not of any one thing in particular.” [42] These top-down and whole-part strategies are common to most
phenomenological procedures.
5) Since within any given
context or whole there can be uncertainty about parts, the human perceptual
situation is both fluid and ambiguous. If
we join Merleau-Ponty in accepting that the
27
primitives of perception are complex and multidimensioned,
there is within his mode of analysis a suggestion of a different volatility, of
a certain polymorphous quality. I shall
take one particularly ambiguous example, that of three-dimensional visual
effects from two-dimensional drawings (long favored examples for psychology
experiments). Merleau-Ponty
contends:
Organization in depth is destroyed if I add to the ambiguous drawing
not simply any lines (Fig. 3 stubbornly remains a cube) but lines which
disunite the elements of one and the same plane and join up those of different
planes (Fig. I). What do we mean when we
say that these lines themselves bring about the destruction of depth? Are we not taking the language of associationism? We
do not mean that the line EH (Fig. 1), acting as a cause, disorganizes the cube
into which it is introduced, but that it induces a general grasp which is not
the grasp in depth.
It is understood that the line EH itself possesses an individuality only if I grasp it in that light, if I run
over it and trace it out myself. But
this grasp and this delineation are not arbitrary. They are indicated or recommended by
phenomena. The demand here is not an
overriding one, simply because it is a question of an ambiguous figure, but in
a normal visual field, the segregation of planes and outlines is irresistible;
for example, when I walk along an avenue, I cannot bring myself to see the
spaces between the trees as things and the trees themselves as a background. It is certainly I who have
the experience of the landscape, but in this experience I am conscious of
taking up a factual situation, of bringing together a significance dispersed
among phenomena, and of saying what they of their own accord mean. [43]
What may be noted from this
discussion is that: (a) such ambiguous phenomena, in his interpretation, have a
certain gradation of ambiguity but are clearly polymorphous in some degree; and
(b) the gradation of polymorphy, however, is related
to certain “bodily engagement” possibilities. Thus Merleau-Ponty
contends that reversibilities from such abstract and
disengaged drawings are not repeatable within the more
engaged praxis of motion (walking down the tree-lined
avenue). Yet, within the ambiguous
gestalt that the figures present, there is a range of perceptual polymorphy.
From this limited
exposition of the praxis-perception model emerging from the Phenomenology of
Perception it should be clear that it focuses upon what I call microperception, that is, the action and perception which
occurs in our bodily or incarnate engagement with the immediate environment or
world. What remains unclear is how this
model of bodily-perceptual engagement relates to the development of either the
new philosophy of science or the philosophy of technology.
I will make only one basic
comment with respect to the philosophy of science. By adding an analysis of perception and
indicating how it is a constant in the emergence of truth or rationality, Merleau-Ponty clearly belongs to that group of thinkers who
would necessarily see the praxis of science as both an engaged and an embodied
form of action. It should also be
obvious, particularly from the central role gestalt models play, that the
analysis of perception supplements what Kuhn later developed in The
Structure of Scientific Revolutions. Indeed,
the specific analysis of perception is considerably beyond the depth of either
Kuhn’s or Wittgenstein’s use of perception. But this is not to claim that Merleau-Ponty applied his insights to the institution of
science. That was not his aim.
If the role
of perception, especially at the microperceptual
order of things, does not immediately seem to fit the concerns of
philosophy of science, the opposite is the case with respect to the philosophy
of technology. The materiality of body
carries with it, particularly with regard to artifact use, certain rather
immediate implications. Merleau-Ponty offers three examples in the discussion of
bodily spatiality:
A woman may, without any calculation, keep a safe distance between the
feather in her hat and things which might break it off. She feels where the feather is just as we feel
where our hand is. If I am in the habit
of driving a car, I enter a narrow opening and see that I can “get through”
without comparing the width of the opening with that of the wings, just as I go
through a doorway without checking the width of the doorway against that of my
body. [44]
In Polanyi’s
parlance, these phenomena would be examples of tacit knowledge, since they
are a kind of “know how” without explicit conceptual judgment attached to them.
But they are more - they are examples of
how artifacts (technologies) may be used or experienced in use. They are examples of what I call embodiment
relations. Such relations are
existential (bodily-sensory), but they implicate how we utilize technologies
and how such use transforms what it is we experience
29
through
such
technologies. Merleau-Ponty
is more precise in his example of the blind man’s cane:
The blind man’s tool has ceased to be an object for
him, and is no longer perceived for itself; its point has become an area of
sensitivity, extending the scope and active radius of touch, and providing a
parallel to sight. In the exploration of
things, the length of the stick does not enter expressly as a middle term: The
blind man is rather aware of it through the position of objects than the
position of objects through it. The
position of things is immediately given through the extent of the reach which
carries him to it, which comprises besides the arm’s own reach the stick’s
range of action. [45]
I contend that this
experiential phenomenon has implications not only for the philosophy of
technology, but for the philosophy of science. The feather, the automobile, and the cane fall
into the same existential use as many scientific instruments, a use that has
simply been ignored in most of the standard analyses but which belongs
essentially to the expansion of insight needed within a new philosophy of
science.
If the primary contribution
toward both philosophy of science and, potentially, the philosophy of
technology may be found in the analysis of microperception
in its sensory-bodily dimensions, there is also a growing awareness on Merleau-Ponty’s part of what I call macroperception
in its interaction with microperception. Unfortunately, these later insights received
were far less developed, but they are indicated in his later work, The
Visible and the Invisible. He was
clearly aware of the role of culture in relation to perception:
It is a remarkable fact that the uninstructed have no awareness of
perspective [in art] and that it took a long time and much reflection for men
to become aware of the perspectival deformation of
objects... I say that the Renaissance
perspective is a cultural fact, that perception itself is polymorphic and that
if it became Euclidian [sic], this is because it allows itself to be oriented
by the system... What I maintain is
that: there is an informing of perception by culture which enables us to say
that culture is perceived. [46]
Here is a clear, emerging awareness of the interaction
between and the interrelatedness of micro- and macroperception.
Although there does not
seem to be any indication that Merleau-Ponty applied
the gestalt and phenomenological notion of field and focus or figure and ground
to this interrelation, his analysis is clearly open to that suggestion. But Merleau-Ponty
does not simply absorb microperception into macroperception in a Wittgensteinian
nor, as will follow, a Foucaultean way.
The late Michel Foucault
(d. 1983) will be the last thinker I shall discuss as a European counterpart of
the new philosophy of science.
Such a choice might seem strange to some phenomenologists, because Foucault characterized himself as
antiphenomenological. Yet in spite of this self-characterization, I
shall argue that Foucault develops precisely the praxis-perception model which
is needed for a philosophy of technology.
He was, in fact, a student of Merleau-Ponty;
there is substantial internal evidence that much of his work was effectively a response
to Merleau-Ponty. (He was an avid reader of Heidegger as well.)
On the other side, there is
an as yet unappreciated appropriateness to placing Foucault in this discussion.
He was a strict contemporary of Thomas
Kuhn; and his first major work, Madness and Civilization, was published
in 1961, actually preceding Kuhn’s Structure of Scientific Revolutions by
one year. And while there has been
something of a fad concerning Foucault in certain circles - particularly among
postmodernists and literary critics - it is only very recently that his impact
on philosophy of science has begun to emerge. There are several reasons for this. First, his taste for such phenomena as
madness, punishment and sexuality - his “archeologies,”
as he calls them - is less likely to appeal to the sparse soberness of much of
the philosophy of science establishment. Second, given his notion of discourse and
power contexts and the apparent application primarily to the human sciences, it
may have seemed that Foucault was at best tangential to the philosophy of
science. That has changed in the last
few years, thanks in part to the influence of Hubert Dreyfus, who with a whole
generation of recent bilingual younger philosophers of science has succeeded in
linking Heidegger and Foucault in a new form of discourse/power context.
I shall be taking a quite
different tack by looking at Foucault through the praxis-perception model of
interpretation I am now building. Thus,
part of the task is to re-locate Foucault in that interpretation. In a strikingly parallel way, his Order of
Things (1966) is a reinterpretation of the human sciences, as Kuhn’s Structure
of Scientific Revolutions was of the natural sciences. Foucault’s archeologies
and histories of perception also emphasize sudden and discontinuous shifts in
perspective and, like Kuhn, exemplify shifts of the macroperceptual
domain. Foucault is thus a pivotal
figure in this juncture between phenomenology and the new philosophy of
science.
He most explicitly defended
his method in The Archeology of Knowledge (1969), in which he made his
stylistically flamboyant and deliberately contrary strategy most apparent. He argued that if standard intellectual
history is linear, his would be nonlinear; if the standard was continuous and
anticipatory or evolutionary, his would be discontinuous and
anti-anachronistic. The same contrary
strategy applied to any history-through-individuals approach, for which he
substituted his version of annales history.
The latter focuses upon
31
anonymous history, even “unconscious” history, which belongs to
no one in particular but does belong to social practice.
However, such seemingly
contrary perversity, can also be seen as a kind of
deliberate gestalt switching. What was
for Kuhn a kind of occurrence, in Foucault’s practice becomes a deliberate device.
This practice, I would argue, is
familiar to anyone steeped in phenomenology. It is the deliberate use of variational method which traces all the way back to Husserl, and this use is clearly visible in Foucault’s own
praxis.
However, the results of Foucault’s
archeologies and histories of perception run so
parallel to the phenomena which Kuhn calls paradigm shifts that one wonders
whether or not Foucault may not be right regarding the appearance of virtually
simultaneous new practices. (This is not
to deny that Kuhn’s interpretation of paradigm shifts remains at the level of a
more conceptualistic shift than those illustrated by Foucault, which presumably
evidence a discourse-praxis.)
I have suggested that
Foucault belongs within the overall phenomenological trajectory despite his
explicit self-denials. Not only was he a
student of Merleau-Ponty, but the outline of Order
of Things betrays simply too many specific responses to Merleau-Ponty’s
writings to go unnoticed. I shall note a
few of these to make the point: Merleau-Ponty’s
favored examples came primarily from aesthetics, and at one point he made the
claim that whereas one could have language about language, one could not have
painting about painting. Order opens
with a discussion of Velasquez’s Las “Meninas,” a
painting which shows a painter painting, but which more deeply is a
mirror-phenomenon of reflections, a painting about painting. The very next chapter is “The Prose of the
World,” a title taken directly from one of Merleau-Ponty’s
later collections. So just as the
subject of Velasquez’s painting remains invisible within the representation, so
does Merleau-Ponty remain unseen in Order. Contrary
to his statements but based on his own work, I shall then place Foucault within
the trajectory of a phenomenological preoccupation with perception and praxis. His negative response to phenomenology remains
at a surface level, but the model of interpretation which he follows, while
uniquely modifying the tradition, remains recognizably within it.
The modifications which
Foucault enacts within a phenomenological trajectory can be seen as following
some of the inner, but often undiscerned,
implications of this tradition. Husserl, particularly in his early writings, retained the
traditions of the transcendental philosophies, which run from Descartes through
Kant. These philosophies located the
source and structure of knowledge within a subject. It is this “phenomenology” which Foucault
strongly rejects:
If there is one approach that I do reject, however, it
is that (one might call it broadly speaking, the phenomenological approach)
which gives absolute priority to the observing subject, which attributes a
constituent role to the act, which places its own point of view at the origin
of all historicity - which, in short, leads to a transcendental consciousness. [47]
What Foucault is rejecting
is both the transcendental and foundational framework within which Husserl remained. But
the rejection of both these aspects of an older tradition already had been
discarded by Merleau-Ponty and Heidegger - dramatically
so in their later works. Post-Husserlian phenomenology was already existential and
hermeneutic in form. And it is from this
unstated base that Foucault really begins.
The shift Foucault takes
combines certain features of structuralism and semiotics - also powerful French
movements - into a still basically phenomenological aim. He rejects the subjectivist aspects of
phenomenology regarding a knowing subject and replaces this with a framework
focusing upon discourse-praxis and social or macroperception.
“It seems to me that the historical
analysis of scientific discourse should, in the last resort, be subject, not to
a theory of the knowing subject, but rather to a theory of discursive
practice.” [48]
This places praxis and perception at the linguistic and
cultural level.
In his initially European
context, Foucault’s critique belongs to a whole movement of iconoclasts who
have attacked the older transcendental and foundational philosophies. The “self” is to be decentered, “intentionality”
interpreted as deliberate acts of knowledge overthrown, and the role of knowing
consciousness displaced. In their stead,
one is to examine anonymous histories, “unconscious” models of knowledge, and
the discontinuities within perceptual histories. His most notorious notion, usually taken out
of context, is his frequently quoted claim that “Man” is a recent invention:
Strangely enough, man - the study of whom is supposed by the naïve to
be the oldest investigation since Socrates - is probably no more than a kind of
rift in the order of things, or, in any case, a configuration whose outlines
are determined by the new position he has so recently taken up in the field of
knowledge. Whence all the chimeras of
the new humanisms, all the facile solutions of an “anthropology”
understood as a universal reflection on man, half-empirical,
half-philosophical. It is comforting,
however, and a source of profound relief to think that man is only a recent
invention, a figure not yet two centuries old, a new wrinkle in our knowledge,
and that he will disappear again as soon as that knowledge has discovered a new
form. [49]
One can immediately see why
such an apparently outrageous claim
33
drew attention. But
its sense may be revealed only by taking account of the substitutions Foucault
makes in the praxis-perception paradigm.
Briefly put, the history of
the perception concept I have followed here is rooted in the late Husserl, where perception in its micro- or sensory
connotation does remain within the overall traditions of a transcendental and foundational
philosophy. The grounding perception
of the lifeworld is both universal and foundational -
at least, in its basic outline. Moreover,
it is a perception which is multidimensional in that its aim is at the
secondary kind of familiarity or cultural taken-for-grantedness,
is already a modification upon the presumed foundation. The Galilean revolution is one which can be
culturally “perceived” and taken-for-granted over centuries as the normative
perspective of the physical sciences.
In existentializing Husserl’s entire
notion of the perceptual arc, Merleau-Ponty moves ever
farther away from both transcendental and foundational interpretations. While the
living body provides a weighted focus, a located point of view which is also
the locus of action, it is clearly not the foundation of the world or
even of knowledge.
In Merleau-Ponty,
intentionality had already become existential, and in many of its aspects,
tacit or not explicitly “conscious.” The
body, while remaining concrete and material, was not the “universal” foundation
of knowledge, although it was the means of access to the world. But the world was seen to be both ambiguous
and polymorphous within multidimensional perception. In the later works, perception itself relates
to cultural contexts, for if different historical eras can discern depth in paintings
differently, perception itself must exhibit a polymorphic quality.
Putting the
phenomenological history of perception in this way, one can see that Foucault
continues its radicalization. In turning
to “body,” the movement is one which makes body highly ambiguous and
polymorphic. The “body” is not simply a
material body but also a cultural body (as in the “body politic”). Discipline and Punish (1975) begins
with a gruesome description of the drawing and quartering of a regicide in
1757. The condemned’s body was here the
focal point of an entire political praxis, each step of the cruel and drawn-out
execution virtually ritualized as the power of the sovereign is concretely
applied to the body of the prisoner. The
entire act occurs within sight of the populace so that the power of the king
may be seen.
In a paradigm shift with
respect to punishment, Foucault then contends that a more modern form occurs as
a massive set of substitutions. “The
body as the major target of penal repression disappeared. Punishment... [becomes]
the most hidden part of the penal process.” [50] But this shift from public to hidden executions, and then
to long imprisonment out of public sight, also contains a shift in the entire
gestalt. Its focus is much more upon the
control of the inner
person and the removal from the new form of the “body
politic.” “When the moment of execution
approaches, the patients are injected with tranquilizers. A utopia of judicial reticence: Take away life,
but prevent the patient from feeling it; deprive the prisoner of all rights,
but do not inflict pain…” [51]
In our context, such dramatic
paradigm shifts in the order of control are modifications upon the
praxis-perception model toward an analysis of structured macroperceptions.
Here again, Foucault’s actual analysis,
even though interested in the phenomenon of power, follows a parallel with
Kuhn.
He is close to that
perspective for another reason. Foucault
took much of his modification upon the praxis-perception model from
structuralism and its linguistics (de Saussure and
the traditions of French semiotics). Interestingly, although formed from very
different sources, this background resulted in an essentially Wittgensteinian stance in which perception is always
located within language contexts. Perception
belongs inextricably tp language. Language or discourse, in Foucault, locates
and contexts perception. The result of
these moves is the trademark of the new philosophy of science, a subtle
attentiveness to discontinuities, particularly in the scientific perception of
the world.
The Order of Things
(1966) comes closest to philosophy of science
concerns. The preface begins with a
“Chinese encyclopedia”:
This book first arose out of a passage in Borges, out
of the laughter that shattered, as I read the passage, all the familiar
landmarks of my thought - our thought, the thought that bears the stamp of our
age and our geography - breaking up all the ordered surfaces and all the planes
with which we are accustomed to tame the wild profusion of existing things, and
continuing long afterwards to disturb and threaten with collapse our age-old
distinction between the Same and the Other. This passage quotes a “certain Chinese encyclopaedia” in which it is written that “animals are
divided into: (a) belonging to the Emperor, (b) embalmed, (c) tame, (d) sucking
pigs, (e) sirens, (f) fabulous, (g) stray dogs, (h) included in the present
classification, (i) frenzied, (j) innumerable, (k)
drawn with a very fine camelhair brush, (l) et cetera, (m) having just broken
the water pitcher, (n) that from a long way off look like flies.” In the wonderment of this taxonomy, the thing
we apprehend in one great leap, the thing that, by means of the fable, is
demonstrated as the exotic charm of another system of thought, is the
limitation of our own, the stark impossibility of
thinking that. [52]
One can immediately sense
that something strange is afoot. But in
spite of the extreme example, Foucault’s thesis itself is more modest. He traces the distinctive features of what he
calls epistemes, periods of the order of
knowledge, and shows how they are both particular organizations of knowledge
and perception and how they are radically
35
discontinuous with one-another. They are paradigm shifts within our history. The first such shift is virtually canonical,
from the Middle Ages to the time of the rise of
science through the Renaissance, examples of which are vividly analyzed in Order.
But Foucault sees more: He argues
that there have been radical shifts in the order of knowledge between the
Renaissance and the Classical periods (the seventeenth to eighteenth centuries,
usually referred to in philosophy as the modern period) and again between the
nineteenth and present centuries. In
short, where the dominant traditions of intellectual history have assumed
continuity, Foucault discerns discontinuity as evidenced by his perceptual
history. I shall examine briefly a few
samples of this analysis to show not only how Foucault clearly parallels the
thrust of the new philosophy of science but subtly advances its insights
through the examination of such different gestalts. I shall restrict my examples to those closest
to sciences. In this case, the fields
will be botany and biology.
The question in this
context is how plant and animal life is perceived. In the broad sense employed by Foucault, a
perception is an ordered knowledge and is revealed in the way the order is
shaped, the way it is represented and described, and the way
observation-perception occurs.
Foucault’s characterization
of the sixteenth-century episteme would most likely be the easiest to
recognize. The organizing theme which
characterized this era was the great, complex web of resemblance. “It was resemblance that largely guided
exegesis and the interpretation of texts; it was resemblance which organized
the play of symbols; made possible knowledge of things visible and invisible,
and controlled the art representing them.” [53]
Moreover, the
perceiving of this vast, complex but tightly interwoven Medieval world was
simultaneously a perceiving and a reading. Foucault argues that in this period,
reading is the very model of language; nature, the heavens, all things are to
be read as though a text. It was the age
of interpretation.
I shall not attempt to deal
with the subtlety or the complexity of his analysis of resemblance, marked by a
number of internal relations which linked the era, or episteme, into a
coherent paradigm. But I shall relate
this to the perception of the variable botanic and biological life which
takes its place within this episteme. To
observe or perceive a plant or animal is to do so within the context of the
order of things Medieval. Quoting a text of the period, Foucault notes, “Is it not true that
all herbs, plants, trees and other things issuing from the bowels of the earth
are so many magic books and signs?” [54]
Such a paradigm is not limited
to botany or biology. It is a well known
fact that this mode of knowledge is also a key to the organization of the great
cultural monuments of the time - the European cathedrals. Here one “reads” the history of the world in
glass and stone, and the whole is organized into its balance and overlay of
similitudes. And if the
primary text, the Bible, does not in itself provide the balance needed,
extra-biblical examples are added to complete the picture.
Symmetry, resemblance, and
the great Medieval notion of analogy context the very
perception of botany.
There exists a sympathy
between aconite and our eyes. This
unexpected affinity would remain in obscurity if there were not some signature
on the plant, some mark, some work as it were, telling
us it is good for diseases of the eye. This
sign is clearly legible in its seeds! They
are tiny dark globes set in white skinlike coverings
whose appearance is much like that of eyelids covering an eye. It is the same with the affinity of the walnut
and the human head! What cures “wounds
of the pericranium” is the thick green rind covering
the bones - the shell of the fruit; but internal head ailments may be prevented
by the use of the nut itself “which is exactly like the brain in appearance.” [55]
Such an organization of knowledge - and particularly
of perception - must seem as strange today as the “Chinese encyclopedia” which
startles Foucault.
This strangeness may be
revealed in another way: What if we were to take seriously the following
example?
The world is simply the universal “convenience” [close
relation or similitude] of things; there are the same number of fishes in the
water as there are animals, or objects produced by the nature of man, on the
land (are not fishes called Episcopus, others
called Catena, and others called Priapus?);
the same number of beings in the water and on the surface of the earth as
there are in the sky, the inhabitants of the former corresponding with those of
the latter… [56]
Were we to reverse the usual negation by the present
view upon this example - which in the textbooks would probably take the shape
of criticizing the non-empirical sense of organization - and ask, do we know this to be false? we
would immediately see that not only do we not know it to be false but we do not
even have the means to determine its truth or falseness. Whole earth measurements by means of
satellites and whole population demographies of plant
and animal life simply do not exist, even in the twentieth century.
Rather, the very question
strikes us as strange, since we simply no longer understand or perceive things
under this paradigm. What could it
possibly mean if the numbers were right? This is the point Foucault makes. Resemblance, as organization of things, simply
drops out by the seventeenth century.
At the beginning of the seventeenth
century, during the period that has been termed, rightly or wrongly, the
Baroque, thought ceases to move in
37
the element of resemblance. Similitude is no longer the form of knowledge,
but rather the occasion of error, the danger to which one exposes oneself when
one does not examine the obscure region of confusions. [57]
Here is a radical paradigm shift, one which is extreme
enough to invert the very role of resemblance. It is a discontinuity in cultural perception:
Discontinuity - the fact that within the space of a few years a culture
sometimes ceases to think as it had been thinking up till then and begins to
think other things in a new way - probably begins from outside, from that space
which is, for thought, on the other side, but in which it has never ceased to
think from the very beginning. [58]
Here, independently parallel to Kuhn, is a European
example of discontinuities rooted in a radical shift of the organization of
knowledge and the rearrangement of perception. Moreover, this is a gestalt shift, not of one
variable but of an entire constellation. Within the Medieval episteme there is
“a nondistinction between what is seen and what is
read, between observation and relation, which results in the constitution of a
single, unbroken surface in which observation and language intersect to
infinity.” [59]
Thus, with respect to the bestiaries and the fabulous
botanies, it is not so much the non-empirical character which differentiates
the descriptions found there as the very concept of what counts in a
perception. The individual plant or
animal simply belongs, in its very visibility, to the wider invisibility of
relations, which include the multiple dimensions ranging from the heavens to
hell. Observation, if it may be called
that at all, must include not only colors, which themselves relate outward, but
their relations to the whole: “The bright colors of the flowers reproduce,
without violence, the pure form of the sky.” [60] These relations include its history, its uses, its
theological connections to the virtual infinity of the Medieval
episteme.
In his reinterpretation of
the accepted paradigm shift between Medieval and Modern periods, Foucault
characterizes this shift as a gestalt. It
includes both differing perceptions and a different understanding of language
itself: “The profound kinship of language with the world was thus dissolved. The primacy of the written word went into
abeyance. And that uniform layer, in
which the seen and the read, the visible and the expressible,
were endlessly interwoven, vanished too.” [61]
The same applies to
the understanding of perception. It is
severed from its relations and histories. “The eye was thenceforth destined to see and
only to see, the ear to hear.” [62]
This was also the
time when the senses began to be divided into discrete dimensions. There was a shift in the role and even the
understanding of the senses.
Neither Foucault nor Kuhn
is able to answer why such shifts occur.
Foucault’s suggestion that erosion occurs from the
outside parallels Kuhn’s sense of internal accumulated anomalies. But in both cases it becomes clear that the
arguments which establish the new paradigm as ascendent
become possible and plausible only after such a shift, a different way of
seeing, has occurred. Thus, once
resemblance changed its value, there could emerge a wide spectrum of arguments
which attack it. Bacon’s attack upon
idols, Descartes’s attack upon resemblance, and most
scathingly, Hume’s attacks upon analogy are made from an already established
counterview. And Foucault sees, rightly,
I think, that the seventeenth century arguments were far more than a call for
empirical, testable experiments; their basic thrust was against knowledge by
resemblance. Our penchant to read the
attacks as anticipations of Positivism is itself anachronistic.
To this point we are on at
least partly familiar ground. The
striking distance between us and the Medievals is too
great not to notice. The Medieval episteme
is at best a monument - interesting, impressive, imaginative, but archaic. But not so the Modern
period, with its association to the rise of Modern Science. This period we more often take as contiguous
with ours, even within some of the dominant traditions of contemporary
philosophy. Foucault argues to the
contrary, and in effect, claims that the organization of Modern knowledge and
its version of perception is as archaic and
distinct from the contemporary era as other no-longer-utilized paradigms. Our reading of the Modern era, Foucault
contends, has become naively anachronistic because the modern way of ordering
knowledge has been completely forgotten or missed. [63]
The first set of
substitutions is at least partly familiar. For resemblance - which now becomes the domain
of confusion to be rejected and replaced - the Modern era established a notion
of Order, whose method of organization is to be geometrical analysis.
“This relation to Order is as
essential to the Classical (Modern) age as the relation to Interpretation was
to the Renaissance.” [64]
Indeed, it is more the sense of order than of measurement
which takes precedence early in the period:
Relations between beings are indeed to be conceived in
the form of order and measurement, but with this fundamental imbalance, that it
is always possible to reduce problems of measurement to problems of order. So that the relation of all
knowledge to the mathesis is posited as the
possibility of establishing an ordered succession between things, even nonmeasurable ones. In this sense, analysis was very
quickly to acquire the value of a universal method. [65]
We are obviously close to the same observation made by
Husserl. But
by his use of disciplines other than geometry and physics, a different
39
perspective is gained. For
once beyond the close linking of shapes and spatial arrangements possible in
the first two sciences, once the organic world is entered, other problems
arise, particularly for Galilean and Cartesian “mechanism.” In the realm of botany and biology, “The
centre of knowledge, in the seventeenth and eighteenth centuries, is the table.”
Arguments occur within the context
of a table. Where are things to be
located with respect to the table? Natural
history is born, and its order is visible taxonomy.
The changes which occur are
simultaneous, like the reversal of a figure and ground. But one can note this by looking at the
variables of meaning - for example, “history.” Foucault asserts that “In the sixteenth
century, and right up to the middle of the seventeenth, all that existed was
histories.” [66]
But by 1657, with the publication of Jonston’s Natural History of the Quadrupeds, there
is a shift such that what had been “history” to the Medievals
simply drops out. “Jonston
subdivides his chapter on the horse under twelve headings: name, anatomical
parts, habitat, ages, generation, voice, movements, sympathy and antipathy,
uses, medicinal uses.” [67]
Here we still have the
sense of the Chinese encyclopedia compared to the present, but the being’s relations
are nevertheless changed.
The essential difference [between Jonston
and his predecessors] lies in what is missing in Jonston.
The whole of animal semantics has
disappeared, like a dead and useless limb. The words that have been interwoved
in the very being of the beast have been unravelled
and removed: and the living being, in its anatomy, its form, its habits, its
birth and death, appears as though stripped naked. [68]
In this sense, the natural
history which is born within the context of the table of order reduces the
multiple relations and dimensions of the beings from their previous
organization.
What was
both a history, yet also a character of the animal is then what is displaced
and then disappears by means of substitutions. Linnaeus prescribes a specific plan of
description which must follow an order: name, theory, kind, species,
attributes, use - and then, as a kind of useless appendix, litteria.
[69]
In this process of reduction, history changes meaning. “The Classical [Modern] age gives history a
quite different meaning: that of undertaking a meticulous examination of things
themselves for the first time, and then of transcribing what it has gathered in
smooth, neutralized, and faithful words.” [70]
This organization even
differs, Foucault argues, from that of the Renaissance, which he views as a
transition between the Medieval and the Modern eras. The Renaissance also collected and was
interested in exotic plants and animals, but more as theater. “What came surreptitiously into being between
the age of the theatre and that of the
catalogue was not the desire for knowledge, but a new way of
connecting things both to the eye and to discourse. A new way of making
history.” [71]
If the meaning of what
counts as history changes, so does the variable of perception. Perception is linked in a different way to
language: “Natural history is nothing more than the nomination of the
visible. [Italics mine]” [72]
Here is a new way of
seeing: It is the transformation of previous perception into “observation.” In Foucaultean
terminology, one can say observation is born:
Observation, from the seventeenth century onward was a
perceptible knowledge furnished with a series of systematically negative
conditions. Hearsay is excluded, that
goes without saying but so are taste and smell, because their lack of certainty
and their variability render impossible any analysis into distinct elements
that could be universally acceptable. The sense of touch is very narrowly limited to
the designation of a few fairly evident distinctions (such as that between
smooth and rough); which leaves sight with an almost exclusive privilege, being
the sense by which we perceive extent and establish proof, and in consequence,
the means to an analysis partes extra partes acceptable to everyone. [73]
The new Order now
determines which senses are to be favored and it also determines how
these senses are to be focused. That
which is clear and distinct and spatially extended rises in importance over
other possibilities. In short,
perception becomes weighted in favor of vision, is virtually reduced to vision;
but more, it also selects that which, within the visible, is to count, a
reduction of vision. This is so
much the case that the metaphysics of primary and secondary qualities even
enters into what can count within vision. “The area of visibility in which observation
is able to assume its powers is thus only what is left after these exclusions:
a visibility freed from all other sensory burdens and restricted, moreover, to
black and white.” [74]
Finally, this vision is structured according to geometrical
values with emphasis upon lines, surfaces, forms, and reliefs.
[75]
In passing, I wish to note
that it is in this context that Foucault makes one of his rare comments about
what is here termed technology. It
is clear that for Fourcault it is the order of things
which determines the selection and use of technologies and not the other way
around. “In fact, it was the same
complex of negative conditions that limited the realm of experience and made
the use of optical instruments possible.” [76]
In this respect, Foucault, not unlike the other new
philosophers of science, remains Platonistic.
Observation is born in the
seventeenth century and is a particular ordered perception, linked to the
visible but also within the visible, strictly and selectively ordered. “To observe, then, is to be content with
seeing - with seeing a few things systematically.” [77] It is to leave out
41
precisely what Husserl called the
plenary qualities of things. Science
becomes the immense task of naming and organizing the world of the visible into
the classifications and tables of the Modern era. Botany and biology become natural histories
(classifications) and taxonomies. And
the arguments internal to this Order are those about how many, where, and how
organized the things must be - this is the normal science of the seventeenth
and eighteenth centuries.
Foucault argues that this
way of seeing the world has in effect disappeared. Nor should it be anachronistically understood
as some kind of anticipation of the next epistemic organization. It precedes the episteme of the nineteenth
century, to be sure; but with the invention of biology proper (Foucault refuses
to apply this term to the study of animal life prior to the nineteenth
century), there occurs yet another radical paradigm shift. And with this shift appears another gestalt
arrangement which reorganizes all the variables simultaneously.
Again restricting my
examples to botany and to biology as characterized by Foucault, there is both a
change in the order of knowledge and in the realm of perception. From placing things upon a table arranged according
to a set of variables open to vision, the invention of biology shifts to that
which is internal and invisible. Its paradigmatic science is no longer a
natural history, but comparative anatomy. “From Cuvier onward,
it is life in its non-perceptible, purely functional aspect that provides the
basis for the exterior possibility of a classification.” [78]
The new episteme
revalues the plenum in a new way, with one dominant substitution, that of the
interior for the exterior. “The first of these techniques is constituted by
comparative anatomy: This discipline gives rise to an interior space, bounded
on the one side by the superficial stratum of teguments and shells and on the
other by the quasi-visibility of that which is infinitely small.” [79] There is, then, a kind of inversion in which what had been
important - precisely, the exterior of shapes and number and arrangement, etc.
- is now taken as secondary to the interior microstructure investigated by
anatomy.
While my focus here remains
upon Foucault’s interpretation of the paradigm shift from the eighteenth to the
nineteenth centuries, I would first enter what will become a major disagreement
with its characterization. By terming
the invention of biology as a shift to the “invisible,” there is a shift to
what had been either not attended to or attended to in a simple, manifest way. Biology does not shift to the invisible, but
to a different kind of visibility which Foucault terms quasi-visibility, the
internal and the microstructured. But this domain is precisely what the
technology – instrumentation - of science made available to the nineteenth
century as never before. The new seeing
is by means pf instrumentation, a not inconsequential phenomenon! It
was stimulated in part by the invention of staining
techniques, which made visible what was previously invisible even under the
microscope.
Because I should by now
have established that Foucault ascribes to the perspective of the new
philosophy of science in which the different eras of science are established by
reorganizations of seeing as, I shall not go into as great detail on the
eighteenth- and nineteenth-century epistemes,
as in the previous examples. As with
any radical discontinuity, I would simply point out that the reorganization of
the order of things includes the whole language-practice-perception gestalt.
In characterizing the
discontinuity, it is interesting to note that just as large sectors and
relations between things drop out between the sixteenth and seventeenth
centuries, there are vast eliminations and substitutions between the Modern and
the nineteenth-century life sciences. Foucault
notes that these include such elements as “The parallelism between classification
and nomenclature is thus... dissolved,” [80] and “To classify... will no longer mean to refer the
visible back to itself.” [81] Even the notion of Nature as conceived by natural
histories radically changes:
“Nature,” too, disappears... as the homogeneous space
of orderable identities and differences. This space has now been
dissociated and as it were opened up in depth. Instead of a unitary field of visibility and
order, whose elements have a distinctive value in relation to each other, we
have series of oppositions, of which the two terms are never on the same level. [82]
Positive substitutions are those revealed by
anatomies: functions, the similarities of organic processes which are identical
in spite of radically different arrangements of bodily parts, a hierarchy of
organs related to the different functions, etc.
With the new reemergence of
the invisible, Foucault notes that something like a revival of “Medieval” relationality occurs. A new system of configurations and signs
pointing beyond themselves arises in the anatomical, functional sciences of
biology.
The... propulsive limbs belong to the plan of the organic structure,
but only as a secondary character! They
are therefore never eliminated, or absent or replaced, but they are “masked
sometimes as in the wings of a bat and the posterior fins of seals”; it may
even happen that they are “denatured” by use as in the pectoral fins of the
cetaceans… You perceive that there is always a sort of constancy in the
secondary characters in accordance with their disguise. [83]
Such occurs with the substitution of biology for
natural history. It is only by means of
archeological foreshortening, Foucault argues, that we fail to see how
thoroughly the Modern paradigm has disappeared. It is
43
as archaic in the context of the contemporary as the
Medieval order of knowledge was to it.
By now the parallelism of
Foucault with Kuhn, without discounting either, since their interpretations
were strictly contemporaneous, should be established. I have not accentuated what could be equally
important distinctions because the purpose here is to solidify what I take to
be a certain underlying development of a praxis-perception model of
interpretation which the new philosophy of science directs toward its subject
matter. And equally, I have tried to
demonstrate that this model has been rather deeply ingrained in the
Euro-American phenomenological traditions, with or without the recognition of
the dominant philosophies in North America.
This has been a look at a
certain moment in the rise of what I have called New
philosophies of science. And although I
have suggested that there is an overlooked, forgotten background element which
pervades even the New philosophy of science - science’s
technologies - neither Kuhn nor his European counterparts advance that issue. Also, if Kuhn and his European counterparts
place science in a praxical context, even one marked
by an appreciation of its perceptual dimensions, they still do not make the
link to the embodiment of science which historically transformed Modern Science
as a crucial element in either praxis or perception.
Guilty of this same
oversight are those few philosophers who have begun to be interested in
philosophy of technology out of the older strands of the philosophy of science.
I have already noted Bunge’s
attempt to force what he calls technophilosophy into
such a mode. For Bunge,
technology is to be placed under a nomological model
of interpretation. Thus, none of the
predecessors put forth nor focus upon the more concrete aspects of
human-technology praxis or perception. The time has come to shift more directly
to what might well be the roots of a philosophy of technology, in contrast with
- but also in relation to - the new philosophy of science.
44