The Competitiveness of Nations in a Global Knowledge-Based Economy
Charles R. Card
*The Emergence
of Archetypes in Present-Day Science And Its Significance for a Contemporary
Philosophy of Nature
Dynamical Psychology,
1996http://www.goertzel.org/dynapsyc/index.htm#1996
* Department of Physics and
Astronomy
Content
The Need for a Contemporary Philosophy of Nature
The Development of the Concept of
Archetype
The Archetype Concept Prior to
Jung
Jung's Development of the Archetype
Concept
The Initial Encounter of Jung and
Pauli
Formulation of the Archetypal Hypothesis by Jung and
Pauli
Von Franz's Research Concerning Number
Archetypes
The Relevance of Archetypes to a Contemporary Philosophy
of Nature
The Emergence of the Archetype Concept in Contemporary
Science
Correlates of the Archetype Concept in the Social and
Behavioral Sciences
The Exploration of the Archetype Concept in the
Biological Sciences
Archetypal Behavior in the Dynamics of Non- Linear
Systems
The Search for Archetypes in Computer
Science
The Suggestion of Archetypes in Quantum
Phenomena
von Weizsacker's Theory of Ur –
Alternatives
Prospects for an Archetypal Philosophy of
Nature
Dedication and
Acknowledgements
The Need for a Contemporary Philosophy of
Nature
Today, the term ‘philosophy of nature’ sounds curiously
anachronistic. It is seemingly a
reference to a bygone mode of inquiry - one, however, that spanned more than two
millennia and engaged the intellects of philosophers from Heraclitus to the
Naturphilosophen of the early 19th Century. At present, it is commonly assumed that
the dramatic development of modern science has superceded and made obsolete this
type of inquiry. In particular, the
task of providing a comprehensive description of the world has been given over
to science, and according to some prominent physicists, that task, at least in
outline, is nearly complete. It
would seem that there is really no need for a contemporary philosophy of nature.
In his argument for a contemporary philosophy of nature,
Ivor Leclerc has traced the obsolescence of the philosophy of nature to the
ascendency of the idea that appeared in the first quarter of the 17th Century in
the works of Sennert, van Goorle, Galileo and Bacon and which was later
systematically developed by Descartes, namely that matter is itself substance
rather than the conjunction of form with substance, as it was conceived in
Aristotelean science:
The consequence of the conception of matter as itself
substance was an ineluctable metaphysical dualism.
The outcome was that the universe was divided into two,
one part consisting of matter, constituting nature, and the other part
consisting of mind or spirit. The
fields of inquiry were divided accordingly: natural science ruled in the realm
of nature, and philosophy in the realm of mind. Thenceforth these two, science and
philosophy, each went its own way, in separation from the other. In this division there was no place for
the philosophy of nature. Its
object had been nature, and this was now assigned to natural science. What remained to philosophy was only the
epistemological and logical inquiry, which has natural science, but not nature,
as its object - today usually called the philosophy of science. Philosophy of nature as a field of
inquiry ceased to exist. (1)
Leclerc's analysis brings to light the central irony of
the fate of the philosophy of nature: it was the ascendency of certain
philosophical presuppositions about the nature of matter that led to the
obsolescence of the philosophy of nature, but it is the philosophy of nature
whose task is the critical evaluation of just such presuppositions about nature
as the relation of substance to matter which are beyond the empirical methods of
science to examine. This lack of
recognition for the task of the philosophy of nature has led to the assumption
that science is not in need of any philosophic examination of its object of
study, nature. Thus, there is a
tendency for certain philosophical assumptions about the nature of reality to
gain uncritical acceptance in the body of scientific thought. In his argument for the necessity of a
contemporary philosophy of nature, Andrew van Melsen has pointed out that any
scientific weltbild contains a philosophic component, whether it is acknowledged
or not:
Most scientists have a kind of world picture, wherein
scientific knowledge and philosophical consideration go together in a very
confused way. Such a world picture
seems to be the result only of scientific theories, but is, as a matter of fact,
the outcome of a combination of those theories with certain philosophical
theses. The importance of the
scientific theories of reality is evaluated in the light of philosophical
theses. The scientist has, whether
he is aware of it or not a certain philosophical outlook toward his science and
toward the object of his science... philosophy can be very important for a
critical examination of the always present philosophical perspective in which
the scientist sees his scientific knowl edge... There is a real desire in the
human mind to investigate its object in all its aspects, and that is exactly
what gives the philosophy of nature its specific task alongside science. (2)
Nevertheless, any inquiry about the presuppositions
about nature which are made in science, of which the nature of matter is only
one example, can easily become lost in the shadows of the towering conceptual
edifices of theoretical physics. There is a sentiment in certain quarters
of contemporary physics that the attainment of a comprehensive, unified physical
theory - a Final Theory, a Theory of Everything - is nearly at hand and that
such a theory would provide a core explanation for all possible physical
phenomena, thereby making further philosophical inquiry about nature irrelevant.
(3) Currently, the most likely
candidates for a Theory of Everything are the superstring theories, which hold
out the promise of unification of Einstein's Theory of General Relativity, the
theory that describes gravitational phenomena, with the so-called Standard
Model, which is the theory that presents the phenomena of the elementary
particles and fields in the most unified manner.
It is not difficult to see, however, that any such
ultimate theory that may eventually be realized will not be able, by itself, to
provide a complete account of reality. Let it be assumed that a Theory of
Everything is in hand, as well as the means to mathematically describe and
compute the complexity of all of the different levels of organization found in
nature. Then beginning with a
description of the most elementary of all of the objects in nature, the
superstring, the various levels of the hierarchical organization of nature can
be constructed, from elementary particles to atoms and molecules, from DNA to
the simplest forms of cellular life, onward to living creatures of great
complexity. Let it also be assumed
that the description of mental phenomena can be achieved completely in terms of
physical processes - the flow of neurochemicals, the activation of neural nets
in the brain - and thus the longstanding problems of the relationship of the
mind and the body are thereby eliminated. This Theory of Everything would then
stand as an ultimate physicalistic account of reality. As such, it should be capable of de
scribing the processing of information in the human brain and the concomitant
use of symbols and language. In
particular, this theory should be able to give an account of itself as a
particular expression of the symbolizing activity of the human brain. To do this, however, requires the theory
to characterize its elemental starting point, the superstring, also as a complex
dance of electrical activity in the brain. Certainly a distinction can be introduced
by the theory at this point between the elemental superstring and the neural
superstring, but in making this distinction, the door is thrown open to the
troublesome issues of understanding the relationship between an object as it is
in itself and as it is known by humans. In particular, the question is posed:
“What possible relationship exists between the pattern of neural activity in the
brain that is the superstring and the elemental superstring that is the basis of
all physical reality?” In pursuing
this line of thought, we have arrived at terrain well explored by Kant more than
200 years ago, although today it is now somewhat obscured by the constructs of
modern science. Within present- day
physics this issue has been discussed by Bernard d'Espagnat in terms of reality
that is "veiled", and Carl Friedrich von Weizsacker has related how Heisenberg
approached this same problem when he posed it as a very simple but penetrating
question: “... why can there be simple theories which are true?” von Weizsacker
further remarked that, “Present-day philosophy of science has not only been
unable to answer the question why or how fundamental science is possible; it has
not even been able to see what is the problem.” (4) The problem when expressed in a less
radical context than that of the finally reductive, eliminative materialist
account given above presents itself from two perspectives: First, the
ontological aspect is concerned with the questions, “What are the fundamental
features of nature that can be grasped by the conceptualization processes of the
human?” and conversely, “How do the limitations and constraints of what can
exist in nature influence human conceptualization processes?” The other, the epistemological aspect, is
concerned with the questions, “How do humans have the capacity for
conceptualization that allows for understanding of nature at a fundamental
level?” and conversely, “What constraints and limitations to the understanding
of nature are artifacts of the processes of conceptualization that humans
possess?” In short, these questions
ask about the nature of the interdependence of what can exist and what can be
known and about the isomorphic features that may exist between these two
categories. Questions such as these
are not addressable alone by a Theory of Everything because they involve the
determination of fundamental aspects of reality that are already part of the
presuppositions of the methods of science. Nevertheless, the answers given to such
questions play a large role in the way that the relationship of human beings to
the cosmos is characterized and therefore are vitally important features of a
comprehensive understanding of nature. As a result, the scientific weltbild that could be provided by an
optimal Theory of Everything is nonetheless fundamentally incomplete.
It therefore becomes the legitimate and important task
of a philosophy of nature to address the foundational questions that science
itself cannot answer. Of the issues
of ontology, it can inquire about the foundations of such concepts as matter and
energy, space and time, causality and chance and the nature of number. Of the issues of epistemology, it can
inquire about the human capacities for conceptualization that are implicit in
our concepts of nature themselves.
Although the task of the philosophy of nature is
separate and distinct from that of science, the results of science need not be
irrelevant to a philosophy of nature. Just as science can be informed by the
primarily deductive reasoning processes of a philosophy of nature, so may a
philosophy of nature be informed by the empirically based, inductive reasoning
processes of science. These two
modes of inquiry complement each other, and together they have the potential to
achieve a more coherent and comprehensive picture of the world than either could
produce in isolation from one another. In particular, it is possible that the
philosophy of nature might be informed by the science of psychology. Because a central concern of the
philosophy of nature is the formation of concepts about nature, it is possible
that valuable insights into the processes of concept formation might be gained
for the philosophy of nature from psychology. In particular, the research into the
nature of archetypes as it was developed in the work of Carl Gustav Jung and his
associates may be seen to be especially relevant.
The Development of the Concept of Archetype
The Archetype
Concept Prior to Jung
Different expressions of the archetype concept can be
found in different contexts within different cultures distributed historically
and geographically across the world; thus the archetype concept itself may be
considered to be archetypal in the sense given to it by Jung. Paul Schmitt has given the following
etymology of the word “archetype”:
The first element ‘arche’ signifies ‘beginning, origin,
cause, primal source, and principle,’ but it also signifies ‘position of a
leader, supreme rule and government’ (in other words a kind of ‘dominant’); the
second element ‘type’ means ‘blow and what is produced by a blow, the imprint of
a coin... form, image, copy, prototype, model, order, and norm,’...in the
figurative, modern sense, ‘pattern, underlying form, primordial form’ ( the
form, for example, ‘underlying’ a number of similar human, animal, or vegetable
specimens). (5)
Citing Von Blumenthal, Van der Hammen has argued that the meaning given to ‘type’ as ‘the impression made by a blow’ is incorrect, and he derives ‘type’ from the Greek noun ‘typos’, which originally referred to a mould (a hollow form or matrix). (6) There are numerous instances of the use of the term ‘archetype’, or its Greek form, archetypos, or the Latin form, archetypus (7).: The term was used in the metaphysical sense of Idea, namely as the original in the Mind of God of which all things are copies, by Philo Judaeus (first century) and in a more or less similar way by Plotinus. Apparently, Jung took the term ‘archetype’ from two sources, namely the Corpus Hermeticum and Dionysius the Areopagite's De Divinis nominibus. Use of the term also appears in Irenaeus's Adversus haereses, and its Latin equivalent, ‘ideae principalis’, can be found in
The most notable and, for some, the most notorious use of the term ‘archetype’ prior to Jung occurred in the development of transcendental morphology that grew out of 19th Century Naturphilosophie. Robert Richards has traced the intellectual diffusion of the archetype concept from Kant’s ‘intellectus archetypus’, which referred to the purposeful design that coordinated the principles of organization of all living beings, to Goethe's notion of the ‘Urbild’, or ‘original plan’ of all vertebrate animals which he equated with Kant's intellectus archetypus. (8) The Urbild or vertebrate archetype consisted of an abstract pattern of the arrangements of bones of the vertebrate skeleton that persisted from one species to another, although the development of the specific elements in each species showed great variability. The concept of a vertebrate archetype was brought to its greatest prominence through the work of the British morphologist, Richard Owen. Nicolaas Rupke has argued that Owen's vertebrate archetype concept was derived from Goethe and particularly from C.G. Carus. (9) According to Rupke, Owen did not at first conceive of his vertebrate archetype in the sense of a Platonic Idea. Rather, it served as a structural model, a generalized simplest schema for vertebrate development. Later, in response to the anxiety of his patrons, he disassociated the vertebrate archetype from the pantheistic tendencies of the Naturphilosophen, in particular as expressed in the work of Lorenz Oken, and reinterpreted it in a Platonic sense. The approach to homology established by Owen and his predecessors was altered drastically by
The explanation [for stable patterns] is to a large
extent simple on the theory of the selection of successive slight
modifications... if we suppose that an early progenitor - the archetype as it
may be called - of all mammals, birds, and reptiles, had its limbs constructed
on the existing general pattern, for whatever purpose they served, we can at
once perceive the plain significance of the homologous construction of the limbs
throughout the class. (10)
Jung's
Development of the Archetype Concept
Jung does not specifically refer to the use of the archetype concept in morphology as a source for his later use of the concept, but he may have encountered the term in his studies at the Universities of Basel or
My scientific methodology is nothing out of the
ordinary, it proceeds exactly like comparative anatomy, only it describes and
compares psychic figures. (11) Psychic events are observable facts and
can be dealt with in a ‘scientific’ way... I observe, I classify, I establish
relations and sequences between the observed data, and I even show the
possibility of prediction. (12)
His method could also be compared to the examination of
fossil records by paleontologists to establish the evolutionary development of
animal species. Jung supplemented
his examination of the records of the unconscious processes of individuals with
an extensive study of myths, legends, and folktales drawn from cultures
distributed widely both geographically and historically. He found that both the individual records
and the collective material contained common thematic structures. This led him to hypothesize the existence
of a collective aspect of the human psyche that he called the ‘collective
unconscious’ and to identify the dynamical organizing factors in the unconsious
as ‘archetypes’. Jung acknowledged
that his concept of archetype had its roots in Plato’s concept of Idea. He wrote of the archetype concept as,
“... an explaining paraphrase of the Platonic eidos,” (13) and of archetypes as
“living dispositions, ideas in the Platonic sense.” (14) However, Jung's concept of archetype
differs from Plato's Idea in that the former is multivalent and dynamic whereas
the latter is an expression of singular and static perfection.
As early as 1912, Jung was using the term ‘primordial
images’ to describe motifs of myths, legends and fairytales which have a
universal character and which appear as images or perceptual patterns (15).
In 1917, he wrote of ‘dominants of
the collective unconscious’ which he characterized as ‘nodal points’ of psychic
energy (16). Jung did not begin to
use the term ‘archetype’ until 1919, and at first he used it more or less
interchangeably with ‘primordial image’ and ‘dominant’ (17):
It is this factor which I call the archetype or
primordial image. The primordial
image might suitably be described as the instinct's perception of itself, or as
the self- portrait of the instinct. (18)
The primordial image, elsewhere also termed archetype,
is always collective, i.e., it is at least common to entire peoples or epochs.
(19)
With time Jung began to extend the archetype concept
beyond the static representations of the primordial images to include dynamical
processes and all types of universally recurring patterns of behavior in the
psyche:
Archetypes may be considered the fundamental elements of
the conscous mind, hidden in the depths of the psyche....They are systems of
readiness for action, and at the same time images and emotions. They are inherited with the brain
structure - indeed they are its psychic aspect. (20)
[The archetype]... as well as being an image in its own
right,... is at the same time a dynamism which makes itself felt in the
numinosity and fascinating power of the archetypal image. (21)
Jung's description of the archetype as “an image in its
own right,” albeit a primordial image, frequently led to the charge that he was
reviving Lamarckism - the belief that acquired characteristics - in this case
specific visual images and ideas - can be inherited. As a consequence, he repeatedly attempted
to clarify the distinction between ‘archetype’ and the ‘archetypal images’ which
represent it:
We must, however, constantly bear in mind that what we
mean by ‘archetype’ is in itself irrepresentable, but has effects which make
visualizations of it possible, namely the archetypal images and ideas. (22)
Again and again I encounter the mistaken notion that an
archetype is determined in regard to its content, in other words that it is a
kind of unconscious idea (if such an expression be permissible). It is necessary to point out once more
that archetypes are not determined as to their content, but only as regards
their form, and then only to a very limited degree. A primordial image is determined as to
its content only when it has become conscious and is therefore filled out with
the material of conscious experience. (23)
The archetypal representations (images and ideas)
mediated to us by the unconscious should not be confused with the archetype as
such. They are very varied
structures which all point back to one essentially ‘irrepresentable’ basic form.
The latter is characterized by
certain formal elements and by certain fundamental meanings, although these can
be grasped only approximately. The
archetype as such is a psychoid factor that belongs, as it were, to the
invisible, ultraviolet end of the psychic spectrum. It does not appear, in itself, to be
capable of reaching consciousness. (24)
As Jung sought to clarify the concept of archetype and
its function in the psyche as an organizer of images and ideas, he came to
recognize a non-psychic aspect of the archetype which he called ‘psychoid’.
Jung explained the psychoid nature
of the archetype by means of an analogy of psychic processes with the
electromagnetic spectrum. In Jung's
analogy, that portion of the spectrum which is visible light corresponds to
psychic processes which are capable of reaching consciousness. At the lower ‘psychic infrared’ end of
the spectrum is found the biological, instinctual psyche, which “... gradually
passes over into the physiology of the organism and thus merges with its
chemical and physical conditions.” At the upper ‘psychic ultraviolet’ end,
the realm of the spirit, the archetypes are present as dynamic organizers of
ideas and images. Jung reasoned
that just as the instincts are grounded in the somatic processes of the neural
system, the archetypes similarly possess a nonpsychic psychoid basis:
If so, the position of the archetype would be located
beyond the psychic sphere, analogous to the position of physiological instinct,
which is immediately rooted in the stuff of the organism and, with its psychoid
nature, forms the bridge to matter in general. (25)
Furthermore, Jung concluded that ultimately, both the
instincts and the archetypes share a common ‘transcendental’, irrepresentable
source. Jung was drawn to this
conclusion by two related factors which led him to investigate further the
psychoid nature of the archetype- his study of the archetypal basis of
alchemical symbolism as it appeared both in the dreams and fantasies of his
patients and in the texts of the medieval alchemists and his repeated encounters
with synchronistic phenomena.
Jung has traced the origin of his thoughts about the concept of synchronicity to conversations with Albert Einstein when the latter held a professorship in
Professor Einstein was my guest on several occasions at
dinner... These were very early days when Einstein was developing his first
theory of relativity, [and] it was he who first started me off thinking about a
possible relativity of time as well as space, and their psychic conditionality.
More than thirty years later, this
stimulus led to my relation with the physicist Professor W. Pauli and to my
thesis of psychic synchronicity. (26)
However, Jung did not begin to formulate the
synchronicity concept until the mid- 1920's, when he, “... was investigating the
phenomena of the collective unconscious and kept on coming across connections
which [he] simply could not explain as chance groupings or runs.” (27) The phenomena which Jung struggled to
understand were the “meaningful coincidences” of certain contents of dreams and
fantasies - for example, the dream of a fire, an automobile accident, a visit
from a long- absent friend, an encounter with a wild animal, etc. - with a
physical event - an actual fire, accident, visit, or appearance of the dream
animal. No physical processes can
be reasonably held to provide a causal connection between such mental and
physical phenomena, but the extraordinary connection through meaning, which
invariably has a powerful effect on the individual involved, led Jung to
formulate the idea of an acausal connection which he called, ‘synchronicity’.
Jung's first use of the term ‘synchronicity’ occurred in
1930 in a memorial address for Richard Wilhelm in which he gave an explanation
of the operating principles of an ancient Chinese oracle, the I Ching. He did not formally present a theory of
synchronicity until 1951, when he gave a brief lecture, “Uber Synchronizitat,”
at the Eranos Conference at Ascona, Switzer land. In the next year he published,
“Synchronizitat als ein Prinzip akausaler Zusammen hange,” which appeared
jointly with Pauli's, “Der Einfluss archetypischen Vorstellungen auf die Bildung
naturwissenschaftlicher Theorien bei Kepler,” in the volume, Naturerklarung und Psyche. (28)
In his monograph, Jung first discussed the concept of
synchronicity, “... in the special sense of a coincidence in time of two or more
causally unrelated events which have the same or a similar meaning... ” (29)
Synchronicity therefore consists of two factors:
a) An unconscious image comes into consciousness either
directly (i.e. literally) or indirectly (symbolized or suggested) in the form of
a dream, idea or premonition.
b) An objective situation coincides with this content.
(30)
In “Uber Synchronizitat,” Jung distinguished three
categories of synchronicity:
1. coincidence of a psychic state with a simultaneous,
objective external event.
2. coincidence of a psychic state with an external event
simultaneous in time but spatially removed.
3. coincidence of a psychic state with an external event
distant in time. (31)
Later in his monograph, Jung wrote of this conception of
synchronicity as synchronicity in a “narrow sense”, as distinct from a wider
view of synchronicity which he preferred to call “acausal orderedness”, which is
evidenced in the properties of the natural numbers or the discontinuities of
physics. Synchronistic phenomena in
the narrow sense are acts of creation in time, whereas the acausal orderedness
of the natural numbers or of quantum physics has an eternal, timeless nature:
The meaningful coincidence or equivalence of a psychic
and a physical state that have no causal relationship to one another means, in
general terms, that it is a modality without a cause, an ‘acausal orderedness’.
Into this category come all ‘acts
of creation’, a priori factors such as the properties of natural numbers, the
discontinuities of modern physics, etc. Consequently, we would have to include
constant and experimentally reproducible phenomena within the scope of our
expanded concept, though this does not seem to accord with the nature of the
phenomena included in synchronicity narrowly understood.
I incline in fact to the view that synchronicity in the
narrow sense is only a particular instance of general acausal orderedness -
that, namely, of the equivalence of psychic and physical processes where the
observer is in the fortunate position of being able to recognize the tertium comparationis.
This form of orderedness differs from that of the
properties of natural numbers or the discontinuities of physics in that the
latter have existed from eternity and occur regularly, whereas the forms of
psychic orderedness are acts of creation in time. (32)
The recognition of synchronicity as a particular
instance of general acausal orderedness whereby a mental event and a physical
event correspond at a particular moment in time was a crucial distinction for
the further development of both the synchronicity and archetype concepts. Jung associated acausal orderedness in
particular with the phenomena of quantum physics which defy any classical
determination of a precise location in space and time with precise values of
momentum and energy. The discovery
of quantum phenomena early in the 20th Century led to a revolution in physical
theory whose full significance is even now not fully under stood. Nevertheless, quantum phenomena are
unarguably real, and Jung sought to defend his concept of synchronicity, itself
a radical departure from a causal worldview, by associating it with the acausal
orderedness of these phenomena:
The modern discovery of discontinuity (e.g., the
orderedness of energy quanta, of radium decay, etc.) has put an end to the
sovereign rule of causality... Synchronicity is no more baffling or mysterious
than the discontinuities of physics. It is only the ingrained belief in the
sovereign power of causality that creates intellectual difficulties and makes it
appear unthinkable that causeless events exist or could ever occur. (33)
Potentially of greater consequence, however, is Jung's
use of the synchronicity concept to provide some insight into the nature of
acausal orderedness. In his
investigation of synchronistic phenomena, Jung had observed that archetypes
consistently act as the mediating principle which accounts for the
meaningfulness of the coincidence of the associated mental and physical events.
By implication, then, Jung
conjectured that behind instances of general acausal orderedness, archetypes act
as a mediating principle as well. Thus, the psychoid nature of archetypes
was held to extend beyond a neurophysiological basis, into the general dynamical
patterns of all matter and energy. This more comprehensive role played by
the archetype concept makes it the central character in the archetypal
hypothesis formulated by Jung in collaboration with Wolfgang Pauli.
The Initial
Encounter of Jung and Pauli
Pauli first encountered Jung in 1931 when he sought him
for psychotherapy. Pauli was
suffering from the suicide of his mother, the loss of his first marriage, and
his estrangement from the Catholic Church. His mood had become extremely irritable,
and he had begun to drink heavily. Upon his father's advice, he had an
initial consultation with Jung, who found him, “chock- full of archaic
material.” (34) In order to have
the material emerge without Jung's influence, he assigned Pauli to work with Dr.
Erna Rosenbaum, an English physician who had just begun to study with Jung.
For five months Pauli examined the
contents of his dreams and visions with her help. During this period Pauli learned that the
content of his dreams were very meaningful, and his attention was drawn to the
unconscious, both personally and as a scientist. For the next three months, he observed
his dreams alone, recording them in minute detail. During this time he spontaneously
invented for himself Jung's technique of active imagination. Following this period, Pauli spent a
further two months in conversation with Jung who found that Pauli was, “already
almost normal.” Jung found that
Pauli already understood much of the symbolism of his dreams. From time to time he would seek Jung's
advice, and Jung would give him certain hints, “but only so far as this could
help him to keep on with the work and carry it through.”
For Pauli, the encounter with Jung had led to a personal
awareness of the unconscious processes of the mind with their vital role in the
integration and balance of the human personality. As a scientist he was also awakened to
the significance to science of Jung's research. In particular, Pauli recognized the
profound implications that the archetype concept held for science and its
epistemological underpinnings.
For Jung, the encounter with Pauli had brought into
consideration certain aspects of the nature of reality that would lead to
further expansion of the archetype concept. During his ten months of analysis, Pauli
had recorded a series of 400 dreams which Jung found to be highly remarkable for
its similarities, in both its spontaneously produced images and in the
progressive development of the dream series, to the medieval doctrines of
alchemy. Thus Pauli's dreams
greatly contributed to Jung's exploration of the psychological significance of
alchemical symbolism. Part II of
Jung's work, Psychology and Alchemy,
contains the essay, “Individual Dream Symbolism in Relation to Alchemy”, in
which he discusses excerpts of 59 of Pauli's alchemical dreams which deal
primarily with mandala symbolism.(35) Jung also discussed other aspects of
Pauli's analysis in Psychology and
Religion and in, “On the Theory and Practice of Analytical Psychology” (36).
The issue that their excursion into
alchemical symbolism had brought forward was the extension of the archetype
concept beyond its initial application to unconscious processes in the psyche.
Earlier, Jung's recognition of
archetypes as patterns of instinctual behavior that are “inherited with the
brain structure,” had endowed the archetype concept with a biological aspect.
As a result of Pauli's alchemical
dreams and of Jung's continuing research into synchronistic phenomena, the role
of archetypes was pushed beyond the unconscious mental processes, beyond the
neural activity of the brain, onward to the nature of matter and energy in
general.
Formulation of
the Archetypal Hypothesis by Jung and Pauli
The archetypal hypothesis formulated by Jung and Pauli
is founded on a perceived parallelism between depth psychology and quantum
physics. Jung was struck by the
fact that while psychological research into the behavior of the psyche had led
to an encounter with certain ‘irrepresentables’, the archetypes, research in
quantum physics similarly had led to irrepresentables, namely the elementary
particles which constitute all matter but for which no complete space- time
descriptions are possible. Jung
concluded that:
When the existence of two or more irrepresentables is
assumed, there is always the possibility - which we tend to overlook - that it
may not be a question of two or more factors but of one only. (37)
Since psyche and matter are contained in one and the
same world, and moreover are in continuous contact with one another and
ultimately rest on irrepresentable, transcendent factors, it is not only
possible but fairly probable, even, that psyche and matter are two different
aspects of one and the same thing. (38)
Jung used the term unus mundus to describe the
transcendent, unitary existence which underlies the duality of the mind (psyche) and matter (physis). He stated that the idea of the unus mundus is founded:
....on the assumption that the multiplicity of the
empirical world rests on an underlying unity, and that not two or more
fundamentally different worlds exist side-by-side or are mingled with one
another. (39)
Jung held that the unus mundus contains all of the
preconditions which determine the form of empirical phenomena, both mental and
physical. These preconditions are
archetypal in nature and are therefore completely non-perceptual, thus
pregeometrical and prelogical. Only
when they reach the threshold of psychic perception do they take on specific
representations in the form of images of geometric or numerical structures.
Consequently, archetypes are the
mediating factors of the unus mundus.
When operating in the realm of
psyche, they are the dynamical organizers of images and ideas; when operating in
the realm of physis, they are the
patterning principles of matter and energy. Thus, archetypes lie behind the acausal
orderedness of the physical world, as well as act as structuring principles for
causal processes. When the same
archetypes operate simultaneously in both realms, they give rise to
synchronistic phenomena. Pauli
approached the archetypal hypothesis by questioning the assumption that natural
laws can be derived from the “material of experience” alone:
What is the nature of the bridge between the sense
perceptions and the concepts? All
logical thinkers have arrived at the conclusion that pure logic is fundamentally
incapable of constructing such a link. (40)
To account for this link, Pauli postulated the existence
of:
...a cosmic order independent of our choice and distinct
from the world of phenomena. (41)
This cosmic order, Pauli concluded, corresponds to
Jung's conception of the archetypes: As ordering operators and image-formers in
this world of symbolical images, the archetypes thus function as the sought for
bridge between the sense perceptions and the ideas, and are, accordingly, a
necessary presupposition even for evolving a scientific theory of nature. (42)
Pauli held that only by supplementing the knowledge of
external objects with the knowledge of the internal operation of the archetypes
could a more unified conception of the entire cosmos be obtained. Furthermore, he concluded:
It would be most satisfactory of all if physis and
psyche could be seen as complementary aspects of the same reality. (43)
This “same reality” corresponds to what Jung called the
unus mundus. The above set of propositions constitute
the archetypal hypothesis of Jung and Pauli. The essential elements of the hypothesis
may be summarized as follows: The realms of mind and of matter - psyche and physis - are complementary aspects of
the same transcendental reality, the unus
mundus. Archetypes act as the
fundamental dynamical patterns whose various representations characterize all
processes, whether mental or physical. In the realm of the psyche, archetypes
organize images and ideas. In the
realm of physis, they organize the
structure and transformations of matter and energy, and they account for acausal
orderedness as well. Archetypes
acting simultaneously in both the realms of psyche and physis account for instances of
synchronistic phenomena. Considered
altogether, the synchronicity hypothesis represents a new formulation, brought
forth in the light of modern consciousness, of the medieval conception of the
animation of matter. (44)
Von Franz's
Research Concerning Number Archetypes
Jung and Pauli formulated their archetypal hypothesis in
the later years of their lives. Neither was able to investigate in depth
the nature of the primal archetypes that act as the dynamic organizing
principles in the unus mundus. Pauli expressed an interest in the
archetypal nature of discrete number series and of the continuum:
If, therefore, a more general concept of archetype is
used today, then it should be understood in such a way that included within it
is the “mathematical primal intuition” which expresses itself, among other ways,
in arithmetic, in the idea of the infinite series of integers, and in geometry,
in the idea of the continuum... I think it would be of interest to work out more
precisely the specific qualities of the “archetypal ideas” which form the basis
of mathematics in comparison with more general archetypal concepts. (45)
Jung, however, was drawn to the archetypal nature of the
natural numbers through his investigations of synchronicity:
In this connection I always come upon the enigma of the
natural number. I have a distinct
feeling that number is a key to the mystery, since it is just as much discovered
as it is invented. It is a quantity
as well as meaning. (46)
He held that,
[number] may well be the most primitive element of order
in the human mind... thus we define number psychologically as an archetype of
order which has become conscious. (47)
Because of his advancing age, Jung was unable to explore
further into number archetypes, so he handed over the notes he had assembled to
his close associate, Marie-Louise von Franz. The result of von Franz's research is Number and Time, which clarifies and
develops the archetypal hypothesis of Jung and Pauli. In Number and Time von Franz investigated
number archetypes as dynamical ordering factors active in both the psyche and in
matter, providing a qualitative characterization of the number archetypes by
examining aspects of number and numeration drawn from a wide variety of cultures
both ancient and modern, primitive and technologically advanced. In addition, she has investigated the
dynamical aspects of the number archetypes and their relation to physical and
psychic energy, and she has discussed historical and mathematical models of the
unus mundus and the role of number
archetypes in synchronistic phenomena. From her investigation of number
archetypes, von Franz has concluded that the primarily collective, quantitative
aspects of number that pre-occupy Western number theory are complemented by
individual, qualitative aspects. As
with all archetypes, the number archetypes have an inherent dynamical quality;
that is, they represent abstract patterns of rhythmical behavior. According to von Franz:
The archetypes primarily represent dynamic units of
psychic energy. In preconscious
processes they assimilate representational material originating in the
phenomenal world to specific images and models, so that they become
introspectively perceptible as “psychic” happenings. (48)
In Number and
Time, von Franz has discussed in particular detail the qualitative aspects
of the four archetypes called the quaternio. While the quaternio are naturally associated with
the first four integers, their archetypal nature gives them a much more
comprehensive role. von Franz has
given a summarizing statement of their archetypal behavior:
Numbers then become typical psychological patterns of
motion about which we can make the following statements: One comprises
wholeness, two divides, re peats and engenders symmetries, three centers the
symmetries and initiates linear succession, four acts as a stabilizer by turning
back to the one as well as bringing forth observables by creating boundaries,
and so on. (49)
Von Franz postulates that representations of this quaternio of archetypes provide the
dynamical patterns that underlie all processes of perception and symbol
formation in the psyche and account for the structure and transformations of
matter and energy in the physical world:
Natural numbers appear to represent the typical
universally recurring, common motion patterns of both psychic and physical
energy. Because these motion
patterns (numbers) are identical for both forms of energy, the human mind can,
on the whole, grasp the phenomena of the outer world. This means that the motion patterns
engender “thought and structure models” in man's psyche, which can be applied to
physical phenomena and achieve relative congruence. The existence of such numerical nature
constants in the outer world, on the one hand, and in the preconscious psyche,
on the other (e.g., in the quaternary structures of the “psychic center,” the
triadic structure of dynamic processes, the dualistic structure of threshold
phenomena, and so forth) is probably what makes all conscious knowledge of
nature possible. (50)
The dynamical behavior of the number archetypes, in
particular the quaternio, is thus
held to characterize all physical processes and mental acts of perception and
symbolic representation. The number
archetypes are thought to be universal aspects of symbol formation, or symbolic
universals, and as such, they function in part as linguistic universals such as
those postulated by Chomsky. Consequently, as von Franz has pointed
out, the number archetypes should provide the means to formulate what Pauli has
called a language which is “neutral” with respect to psycho-physical
distinction.” (51) Such a language
would offer an archetypally-invariant basis upon which representations of all
physical and mental processes could be established.
Von Franz's research into number archetypes has
significantly clarified and extended the archetypal hypothesis of Jung and
Pauli, which can be restated as a general archetypal hypothesis:
All mental and physical phenomena are complementary
aspects of the same unitary, transcendental reality. At the basis of all physical and mental
phenomena there exist certain fundamental dynamical forms or patterns of
behavior called number archetypes. Any specific process, physical or mental,
is a particular representation of certain of these archetypes. In particular, the number archetypes
provide the basis for all possible symbolic expression. Therefore, it is possible that a neutral
language formulated from abstract symbolic representations of the number
archetypes may provide highly unified, although not unique, descriptions of all
mental and physical phenomena.
The Relevance of Archetypes to a Contemporary Philosophy
of Nature
In summary, the concept of archetype that was initially
developed by Jung is an abstraction obtained only by inference from archetypal
representations that appear in the form of images or ideas that share a common
isomorphic structure. Only these
archetypal representations are ever consciously experienced. Because the archetype, as such, functions
in the unconscious mind, it is not directly known or knowable. Because archetypes, as such, are held to
be prior to conscious thought and to support it, they can never be exhaustively
characterized by conscious thought. Thus, inherent in the archetype concept
is the assertion of the limitedness of rational thought to provide a complete
description of reality. The
inferred existence of the archetype, as suc,h implies an inherently non-rational
aspect of reality which assures that no attempt to describe reality in its
totality can be held to be completely unique or complete. Through the work of Jung, Pauli, and von
Franz, the concept of archetype has been ex tended from Jung's initial results
of his use of a comparative technique for identifying common motifs of images in
the psyche to a cluster of propositions that comprise a hypothesis about the
existence of dynamical ordering factors operating throughout nature, both in the
functioning of the mind and in the behavior of matter. When cast in such a role, the concept of
archetype touches upon some of the central concerns of a contemporary philosophy
of nature: It suggests a new approach to conceptualizing the dynamics of matter
and energy throughout all levels of hierarchical organization found in nature.
It also provides an approach for
understanding how knowledge of nature is at all possible or, in other words, why
it is possible to have simple theories that are true. Even more, it suggests that symbolic
representations of certain archetypes may lead to the formulation of languages
that would be capable of providing compact and unified descriptions of all
physical and mental phenomena. For
these reasons alone, the archetypal hypothesis would seem to warrant close
scrutiny as a potentially valuable new approach to the philosophy of nature.
This conclusion is further
strengthened by the emergence in the social, biological and physical sciences of
certain phenomena and issues that suggest the relevance and utility of the
archetype concept directly in those areas.
The Emergence
of the Archetype Concept in Contemporary Science
Through a process of intellectual diffusion, the concept
of archetype that Jung introduced into his studies of the psychology of the
unconscious has established its utility in the analysis of literature, drama,
art, music and cinema and in the study of religion and comparative mythology.
(52) Moreover, it has begun to be
discussed directly in the sciences, particularly in biology and sociology. More significant, however, is the
circumstance that in many areas of science there are emerging phenomena and
concepts used to explain them which have associations and correspondences to the
Jungian concept of archetype, although the conceptual link is often
unrecognized.
Correlates of
the Archetype Concept in the Social and Behavioral Sciences
Jung himself pointed to some of the concepts in the
social sciences that correspond in varying degrees to the archetype concept
(53): In mythological studies there is the concept of motif; in the psychology of primitives
there is Lucien Levy-Bruhl's concept of representations collectives; in
comparative religion Henri Hubert and Marcel Mauss have defined categories of imagination; and Adolf
Bastian speaks of primordial
thoughts. More recently,
Anthony Stevens has identified additional correlates of the archetype concept:
In gestalt psychology there is Wolfgang Kohler's isomorphs; in developmental psychology
there is John Bowlby's behavioral
systems; in anthropology there is Robin Fox's biogrammar; and in psycholinguistics
there is Noam Chomsky's language
acquisition device and deep
structure. (54)
The
Exploration of the Archetype Concept in the Biological Sciences
Jung began the discussion of the archetype concept
within the biological sciences by associating the instincts with his concept of
the archetype. In fact, he held, “
...that there is good reason for supposing that the archetypes are the
unconscious images of the instincts themselves, in other words, that they are
patterns of instinctual behavior.”(55) In the field of ethology, Konrad Lorenz
and Niko Tinbergen have developed the concept of innate releasing mechanisms in the
instinctive behavior of animals which have some of the same characteristics as
Jung's concept of archetypes. Drawing upon Jung's observations, Adolf
Portmann explored the idea of archetypal patterns of behavior in animals, and
based thereupon, he proposed a three- level classification of archetypal
structures in early childhood behavior. (56) In 1977, Ernest Rossi introduced Jungian
concepts into the field of neurobiology when he attempted to relate discoveries
about the functioning of the left and right hemispheres of the brain to the four
psychological functions developed in Jung's theory of personality types.(57)
He also correlated the neural
processes corresponding to ego, persona, shadow, and the personal unconscious to
the functioning of the left hemisphere and, in similar fashion, symbols,
archetypal processes, and the collective unconscious to the right hemisphere.
Accompanying Rossi's paper was a
“Comment” by James P. Henry in which he noted the role of the subcortical brain
systems that had been overlooked by Rossi in his discussion of the possible
location of neurophysiological correlates to the archetypes and of the
collective unconscious. (58)
In his book, Archetypes: A Natural History of the
Self, Anthony Stevens has explored on a wide scale the biological evidence
which supports the validity of the archetype concept. (59) He specifically approaches the archetype
concept as a scientific hypothesis capable of verification. To illustrate various archetypal patterns
of behavior, Stevens does not focus upon the content of dreams, myths, and
fantasies, but upon the work of ethologists and sociobiologists with topics
ranging from aggression to initiation rituals. He also reviews the work of Rossi and
Henry, as well as that of MacLean, Flor-Henry, Jouvet, and others in an attempt
to provide a synthesis of neurobiological findings with Jungian concepts. In an essay by Stevens on the archetypal
basis of religion, he formulates a succinct statement of the archetypal
hypothesis which clearly places Jung's concept in a neurobiological context:
The archetypal hypothesis proposes that we possess
innate neuro-psychic centers which have the capacity to initiate, control, and
mediate the common behavioral characteristics and typical experiences of all
human beings irrespective of race, culture, or creed. (60)
Response to Steven's attempt to place the archetype concept into a wider scientific context has come from such disciplines as psychobiology, ritual studies, theology and structural anthropology. For example, Eugene G. D'Aquili has considered the archetypal hypothesis in his research into the psychobiological bases of myth and ritual. (61) J.P. Henry has examined recent neurophysiological research that may indicate an archetypal patterning of emotion. (62) Edith Turner has discussed the concept of relational archetypes to account for preparedness and provide universal patterns of social action. (63) In 1994, the book, Descartes' Error, was published in which the neurologist Antonio Damasio presented a broad synthesis of the results of research exploring the organization and activity of the human brain and neural system and their relationship to the human mind. (64) Although Damasio wrote without any reference to Jung's work and his argument, contra Descartes, was for the conception of a fully embodied mind, a concept of mind grounded completely in the behavior of neurons in the human body, several features of his account appear as the neurobiological counterparts of some of Jung's observations or concepts. For both Jung and Damasio, the psyche consists essentially of images. According to Damasio, recalled images, whether they are visual, auditory, or tactile in nature, are representations that are reconstructed through the action of ‘acquired dispositional representations’ which exist as potential patterns of neuron activity in small ensembles of neurons that he calls ‘convergence zones’. For Damasio as for Jung, the psyche is not a tabula rasa at birth; in addition to acquired dispositional representations, Damasio posits the existence of ‘innate dispositional representations’ that are required for control of metabolism, drives, and instincts. While the innate dispositional representations are not held to generate images, the consequences of their activity can produce imagery. Furthermore, beyond the role of innate dispositional representations in bodily regulation, they appear to be involved in the development and adult activity of what Damasio calls ‘suprainstinctual survival strategies’ that are concerned with social cognition and behavior. Finally, Damasio posits as the main thesis of his work the notion that feeling and emotion must be accorded a central role in human rationality, a conjecture that agrees with Jung's characterization of feeling as a rational mental function. While it certainly would be premature at best to identify specific elements of Damasio's neurological model with psychological concepts developed by Jung - in particular, to equate ‘innate dispositional representations’ with Jung's ‘archetypes’ - there does seem to be a basic compatibility between these two areas that suggests that a conceptual convergence between them might be possible. Recently the concept of archetype has been re-introduced into discussions of biological taxonomy and morphology. Van der Hammen uses the archetype concept in the sense of an innate genotypic pattern underlying evolution. (65) He intends it to serve as a model of the evolutionary genotypic potentialities of a taxon, and as a standard of higher classification based on a complete comparative morphology. Bruce Young has argued that an a priori assumption of the existence of archetypes in the sense of stable, underlying patterns within morphological systems is essential for the incorporation of the concepts of ‘structure’ and of ‘homology’ within a morphological science. He holds “ ...that the conceptual focus of morphology should be on the archetype, and that the ultimate goal is to determine how archetypes are established and maintained evolutionarily, and the influence they exert upon the system as a whole.” (66) Stephen Gould has re- examined Owen's structuralist account of morphology based on the notion of a vertebrate archetype which was displaced by
If adaption provides a key and driving force for
functionalist theories, the idea of constraint forms the backbone of
structuralist thought about evolution. Change cannot follow all possible paths
dictated by external forces; an organism is not putty before a molding
environment. Constraints are
imposed both by starting points (the form of the archetype for Owen, perhaps the
structure of DNA for modern adherents) and by rules of transformation specified
by the nature of organic materials. (67)
Later in his essay, after reviewing the history of Owen's vertebrate archetype and the reasons why it was superceded by
We need an evolutionary theory that unites a molding
outside (natural selection producing adaptation to local environments) with a
guiding inside (the structural laws that Owen sought, with an antiquated
apparatus to be sure, but with a prescient vision).
Besides, the general idea behind the archetype is not
wrong. At some level, unity of
structure must underpin the diversity of life: such order cannot proceed from
formlessness. Owen failed by
seeking order at too high a level - in the explicit bits and pieces of an
archetypal morphology. We would
seek it today in the universal structure of genetic material, in the blueprint
of DNA. That blueprint constrains
evolutionary possibilities as surely as Owen's archetype channeled vertebrate
form. (68)
In 1981, a highly speculative and controversial account
of morphogenesis was offered by Rupert Sheldrake which has been at times
associated with Jung's concepts of the collective unconscious and of the
archetype. 69) Sheldrake's
hypothesis of formative causation postulates the existence of morphogenetic
fields as presently unrecognized causal agents responsible for producing all of
the forms, or patterns of structural organization, of matter and of living
organisms. These fields are held to
be actual physical fields, although they are non-energetic and non-local - they
are distributed without diminishment throughout space and time. Sheldrake proposed that the forms of
molecules, crystals, cells, complex organs such as eyes, etc., the overall
structures of all living creatures, and even the structure of entire societies
are all established by a process of morphic resonance by which a seed structure
is guided to its final form by resonating with a particular pre-existing
morphogenetic field. Each aspect of
form is associated with a unique morphogenetic field; thus Sheldrake's
hypothesis involves unfathomably many of these fields which may grow or diminish
in strength in relation to the degree of morphic resonance within the particular
field. New structures may appear
through the action of a morphogenetic field, giving it an inherently creative
aspect as well. The morphogenetic
fields, then, act as a collective memory by which previously established
patterns guide the emergence of new forms and by which novel occurrences of form
proliferate. This collective memory
would include established behavioral patterns which help to form specific types
of behavior. Sheldrake speaks
briefly about archetypes, which he seems to understand as ideal, perennially
fixed forms in the same sense as the Platonic Ideas, rather than as patterns of
behavior which are fluid and manifold in their representations. He therefore rejects the notion of
archetype as a formative cause and characterizes the resonances in the
morphogenetic fields as something similar to habits. In a subsequent publication, he has
developed his theory of morphic resonance further by proposing that nature is
governed by habits rather than by changeless laws and pursuing the implications
for the individual and the evolution of human culture.(70)
Following upon Sheldrake's conception of a morphogenetic field, Michael Conforti has adopted an approach that characterizes archetypes as field resonance patterns. (71) He has then used this approach to discuss the interpersonal dynamics of the therapist/patient relationship. Conforti has also organized annual conferences at
Archetypal
Behavior in the Dynamics of Non- Linear Systems
During the past thirty years the nonlinear behaviors of
a wide variety of complex physical systems have been studied in great detail,
largely as a result of the availability of increasingly powerful and fast
computers. The techniques of
analysis of nonlinear systems have been applied to areas as diverse as fluid
dynamics and combustion chemistry, or meteorology and biochemistry. Emerging in the attempts to model the
behavior of complex dynamical systems are idealized dynamical models which are
being called archetypal models.
Mitchell Moncreiff, for example, has developed an archetypal dynamical
model to study organized convective systems in meteorology. (72) His archetypal dynamical model is a
fundamentally different approach from the statistical or averaging
approximations that characterize much of present meteorological modeling
techniques; it emulates the basic character of the mass and momentum fluxes by
mesoscale convective systems. Similarly, Gray and Scott have developed
archetypal model systems which can be used to analyze the nonlinear behaviors
associated with autocatalysis in open chemical systems with two components.
Such models, they claim, “ ...are
of the greatest value not only in revealing how little is needed to generate
great variety in behavior but also in understanding exactly how it arises.” (73)
However, the area of nonlinear dynamics that has
received a spectacular amount of attention in the last decade, to the extent
that it has been claimed to constitute a new science, is the area of chaotic
dynamics. While the behaviors of
chaotic systems are deterministic, they are neither regular nor predictable, and
as a consequence, they are called ‘chaotic’. When the dynamical behaviors of chaotic
systems are analyzed geometrically by representing them in phase space,
structures called chaotic or ‘strange’ attractors emerge as portraits of the
systems’ behaviors. As spatial
representations of nonlinear behaviors, strange attractors are characterized by
self-similarity and non-integer or ‘fractal’ dimensionality; for example, the
Koch ‘snowflake’ has a dimension number of 1.26, while Cantor ‘dust'’ has the
dimension number 0.63. Dwelling in
multi-dimensional phase spaces, they are best characterized by the images that
result from their projection onto two-dimensional surfaces called Poincare
sections. Studies of nonlinear
systems have shown that the same strange attractor may be discovered in the
dynamics of very different physical systems. The Rossler attractor, for example,
characterizes the chaotic dynamics of systems as diverse as a dripping faucet
and a fibrillating heart. Strange
attractors thus share some of the important characteristics attributed to Jung's
conception of archetypes: Both are patterns of dynamical behaviors which reveal
levels of order that are often hidden by the manifestly chaotic behavior of
complex systems. Both represent
constraints or limitations that are placed on the possibilities of the behavior
of the respective systems. Both are
irrepresentable in their entirety but may be characterized by a succession of
projected images, each of which reveals an aspect, but not the totality, of the
system's behavior.
The concepts and techniques that were developed for the
analysis of physical systems exhibiting chaotic behavior have been taken far
from their original domain and applied to non linear behaviors in areas as
diverse as economics, organizational psychology, ecology, political science and
depth psychology. In this last area
several authors have argued that archetypes may be considered to be strange
attractors operating in the complex dynamics of the psyche. For example, J. R. van Eenwyck has
equated complexes with the dynamics that are represented by fractal attractors,
and he has asserted that archetypes and fractal attractors may be synonymous.
(74) He has also suggested that the
tension between consciousness and the unconscious may be compared with the
nonlinear phenomenon of period doubling and that the boundary between
consciousness and the unconscious is fractal. Furthermore, transference and
counter-transference show multi-oscillatory dynamics, and defense mechanisms
function like fractal attractors. Rossi has suggested that anxiety,
phobias, and depression might be seen as psychobiological homeostatic attractors
that have gone astray and that social processes, rites and rituals could be
considered as broadly based strange attractors in culture. (75) The discussion of the relationship
between archetypes and strange attractors will require both caution and care,
however, and the simple identification of these two concepts should be avoided.
What archetypes and strange
attractors share are certain similarities in the way that they describe the
phenomena of each of their respective domains. In particular, chaotic dynamics can
provide a rich vocabulary which may be used to describe the dynamical phenomena
associated with archetypes. However, to claim that archetypes are
strange attractors and vice versa would lead to a reductive collapse of the
mental and physical realms, when in fact a more profound understanding of the
basis by which these two realms are somehow distinguishable is urgently needed.
The Search for
Archetypes in Computer Science
Within computer science work is presently underway to
develop an archetypal approach to computer programming in an attempt to unify
sequential, parallel, and distributed approaches to computing. Dr. K. Mani Chandy is the head of the
Archetype Working Group at the California Institute of Technology in the U.S.
(76) This interdisciplinary team of
students and researchers, drawn from disciplines such as computer science,
applied mathematics, and electrical engineering, base their archetypal approach
upon the premise that there are certain patterns that recur very often in a
variety of contexts in scientific computing, patterns such as “divide and
conquer” strategies, mesh methods, spectral analysis, and others. If an archetypal approach can be
developed for presenting and reasoning about such patterns, then it is hoped
that the time and effort required to develop computer programs written in a
variety of computer languages and run on many different systems and machines can
be greatly reduced.
The Suggestion
of Archetypes in Quantum Phenomena
Quantum mechanics stands as a revolutionary physical
theory not simply because it is able to provide an understanding of certain
phenomena that are bizarre and unexplainable in terms of classical mechanics and
electrodynamics. Quantum mechanics
initiated a radical departure from the prevailing Newtonian mechanistic weltbild when it gave to the concept of
probability a fundamental role in the description of physical reality. The endowment of probability with this
fundamental role prevailed despite intense criticism by Einstein, Schrodinger
and many others, as the history of the development of quantum theory clearly
reveals. Even today it lies at the
heart of many of the interpretative issues actively being discussed. As unexpected as the emergence of the
fundamental role of probability was against the backdrop of Newtonian classical
theory, it is remarkable that from the perspective of the archetypal hypothesis,
this development would be fully anticipated. Because archetypes, as such, are never
directly experienced but are inferred from the recurrence of the isomorphic
features of their many representations, they appear as a type of order that is
inherently probabilistic. The
immediate appearance of archetypal order is as a statement of the relative
frequency of occurrence of certain characteristics - in other words, as a
statement of probability. In his
essay on synchronicity, Jung drew attention to the relationship of archetypes to
probability when he wrote,
The archetype represents psychic probability, portraying
ordinary instinctual events in the form of types. It is a special psychic instance of
probability in general, which, “is made up of the laws of chance and lays down
rules for nature just as the laws of mechanics do.” (77)
It appears that Pauli first suggested to Jung the
connection of archetypes to probability, because in a letter written by Jung to
Pauli in the year preceding the publication of his synchronicity essay, he
stated:
Your idea that the archetype corresponds to the
mathematical notion of probability was very elucidating to me. In fact, the archetype is nothing else
than the probability of psychic events. It is so, to- speak, the pictorially
presupposed result of a psychic statistic...
Probability corresponds physically to the so-called
natural law and psychologically to the archetype. Law and archetype are both modi and
abstract ideal cases which exist within empirical reality in each case only in a
modified manner. This point of view
corresponds to my definition of the archetype as “pattern of behavior”. (78)
Consequently, archetypes operating in the physical world
would be expected to lead to the portrayal of the regularities of physical
phenomena as statements of probabilistic laws. Thus the emergence of probability as in
fact necessary for the description of fundamental physical processes may be
understood as an indication of the existence of archetypes operating in the
physical world.
A further indication of archetypal order in quantum
phenomena may be inferred from the prominant role played by symmetry properties
and principles in the formulation of quantum mechanics and in the description of
elementary particles. The
correspondence of the concept of abstract group with its particular realizations
to the concept of archetype, as such, with its archetypal representations has
received attention from several authors: Jung himself initiated this comparison
when he asserted that the archetype, “might perhaps be compared to the axial
system of a crystal, which, as is were, preforms the crystalline structure in
the mother liquid, although it has no material existence of its own.” (79) Werner Nowacki has pursued the
relationship between archetypes and groups further, asserting that symmetry
groups may be thought of as primal images:
Symmetries are formal factors which regulate material
data according to set laws. A
symmetry element or a symmetry operation is in itself something
irrepresentational. Only when... it
has an effect upon something material does it become both representational and
comprehensible. As primal images
the symmetry groups underlie, as it were, crystalized matter; they are the
essential patterns according to which matter is arranged in a crystal... The
analogy between symmetry elements and the archetypes is clearly unusually close.
This is the pivot of the structure
of reality. (80)
Recently Peat has continued this line of thought,
suggesting that:
These fundamental symmetries could be thought of as the
archetypes of all matter and the ground of material existence. The elementary particles themselves would
be simply the material realizations of these underlying symmetries. (81) It is not clear that symmetries can be
simply equated with archetypes, but the fundamental role of symmetry in quantum
mechanics and particle physics seems to point in a direction that justifies an
intensive consideration of the archetype concept in these areas. Pioneering work for just this purpose was
performed by Werner Heisenberg, who with the dictum, “In the beginning there was
symmetry,” closely associated symmetry as a fundamental ordering principle of
nature to the Platonic doctrine of Ideas. (82)
If quantum mechanics has led to a revolution in physics, it is a revolution that has not yet been completed. At the heart of quantum mechanics lies a mystery whose solution may entail deeper and more fundamental changes to our scientific weltbild than those which have already taken place. This mystery is quantum non-locality, and it is the most dramatic indication of the possibility of archetypal order in quantum phenomena. As is well known, the issue of non-local behavior in quantum phenomena became prominent with the discussions of the EPR paradox in 1935. By 1964, these discussions took a dramatic turn when J.S. Bell published a theorem which established that any deterministic local hidden variable theory could be experimentally distinguished from quantum mechanics. Throughout the 1970's, EPR-type experiments were conducted to test the inequality relation which, as
The issue of non-locality in quantum phenomena has
received much attention, particularly since the publication of Aspect's
experiments. Searching analyses of
quantum non-locality have been undertaken to establish its physical and
philosophical implications. Despite
at times the intention of their authors, these analyses generally lead to the
conclusion that non-locality is an enigma that cannot be incorporated into
prevailing conceptions of reality. As numerous authors have pointed out, the
non-local connections in quantum mechanics are exactly the type of phenomena
discussed by Pauli and Jung as acausal orderedness. (83) Because of the centrality of the concept
of acausal orderedness to the archetypal hypothesis of Jung and Pauli, it is
possible that their hypothesis may lead to the reformulation of a scientific weltbild in which non-local behavior in
quantum phenomena has a natural and comprehendible role.
von Weizsacker's Theory of
Among theoretical physicists, Pauli's philosophical
thought, in particular the ideas about archetypes that resulted from his
collaboration with Jung, is generally unknown, although in the past ten years
the work of Kalervo Laurikainen, Charles Enz, and others has opened a discussion
of his relevant essays and correspondence. Pauli himself was hesitant to introduce
the archetype concept into theoretical physics, perhaps with good reason,
because the vast majority of the physicsts of the day may well have rejected the
concept of archetype out-of-hand. However, one theoretical physicist and
philosopher of science and a contemporary of Pauli, Carl Friedrich von
Weizsacker, was aware of the relevance of the archetype concept to science.
In 1965, at a lecture given at the
Stuttgart Institute for Psychotherapy and Depth Psychology, he acknowledged
that,
Science itself is based on archetypes. The archetypes predominant in modern
science are those Plato called mathematical.... But what is given us as the a
priori of mathematics, what belongs to the preconditions of the possibility of
distinguishing objects that differ from one another and remain identical with
themselves in time, by no means constitutes the whole of the Platonic idea:
i.e., what Plato calls the idea itself. This idea contains a great deal beyond
the mathematical, and it is into these regions that Jung, I think, cast a
glance, to see, if only for a fleeting moment, a contour amidst the swiftly
moving clouds. More is not to be
expected at this point. (84)
Von Weizsacker made this last remark a few years after
the deaths of Pauli and Jung and before von Franz's publication of Number and Time. While his subsequent work does not
specifically refer to archetypes, his development of the theory of
ur-alternatives is probably the closest approach to archetypes yet made in
theoretical physics.
von Weizsacker defined the "
Prospects for an Archetypal Philosophy of
Nature
In summary, an examination of the task to which a contemporary philosophy of nature might be put suggests that it has a fundamental role in the examination of the concepts and conceptions which comprise the presuppositions which science makes about the nature of matter and energy, of space and time, and of even more fundamental concepts such as those by which any object comes to be distinguished as an object. A philosophy of nature must also engage the problem of human knowledge: It must discuss the means and limitations inherent in the processes of conceptualization itself, for these are necessarily factors in the formation of any concepts by which nature is described. For both of these purposes, the work of Jung, Pauli and von Franz on the role of archetypes in both the realms of mind and of matter can provide substantial new insights which can become the basis of a new philosophy of nature. Furthermore, a survey of developments within various areas of present-day science also suggests the importance of an archetypal approach to issues and problems in those areas. Biology, for example, might profit from an archetypal approach to the patterning of genetic information in replicative processes. The issues arising from the complexity of the nonlinear dynamics in many systems - chemical, biological, psychological, sociological - might also be clarified by an archetypal approach. As well, the recognition of the description of fundamental physical processes as being necessarily probabilistic and the appearance of non-local quantum phenomena both suggest the applicability of the archetype concept to physics. Thus an archetypal philosophy of nature could potentially accomplish the much needed re-examination of the conceptual basis of science which science is incapable of providing for itself, and the result of this might ultimately be the attainment of a comprehensive, unified weltbild. A philosophy of nature based upon archetypes could be seen in several respects as a continuation of the approach to nature taken by the Naturphilosophen of the 19th Century. In general terms, a contemporary archetypal philosophy of nature would carry on the concerns of the Naturphilosophen to obtain a view of nature as an organic whole, a macrocosm, in which the human is seen within it as in some sense a microcosm. It would regard the problems of human knowledge and of the knowledge of nature as inseparable. It would give more emphasis to process-oriented, qualitative, dynamic descriptions of nature in order to balance the quantifying, materializing descriptions which show a preoccupation with categorizing the elementary units of matter. As a consequence of the inherently dynamic character of archetypes, an archetypal philosophy of nature would also acknowledge the active, intelligent, purposeful behavior of the world as a whole. It is this aspect of the world that was characterized by Plato as the World Soul, or anima mundi, and as such, the World Soul was re-expressed through Neo-Platonic influences in the thought of the Naturphilosophen. Theodore Roszak has suggested that the an ima mundi itself should be considered to be an archetype that has found various forms of expression throughout history, from primitive representations of the Great Mother, to the more abstract anima mundi, to the recent re-emergence of Gaia as a “ ...superorganismic system of all life on earth” in the Gaia Hypothesis of James Lovelock and Lynn Margulis. (88) The concept of anima mundi had been rendered obsolete in the view of the world as mechanism that resulted from Descartes’ distinction of res extensa and res cogitans and the successes of Newtonian mechanics, but the failure of that weltbild to account for quantum phenomena in particular has opened the possibility for a re-expression of the concept of the World Soul. In his recent discussion of implications of his theory of ur-alternatives, von Weizsacker has drawn attention to the possibility for the re-emergence of the World Soul: he has argued that if quantum theory may be understood to be a theory of information, then it applies to information about mental events as well as physical events. According to the
Dedication and
Acknowledgements
This essay is dedicated with love to Guo Li Li, my wife.
At various times, in various ways,
this essay and this author have greatly benefited from the contributions,
comments, and suggestions of Thomas Arzt, Theodore Haimberger, Roland Jensen,
and Annette Prieur, and I would like to express my gratitude to each of them.
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Charles R. Card studied physics in the
Previous publications by the author include:
1.
“The Archetypal View of C.G. Jung and Wolfgang Pauli” Part I: Psychological Perspectives, Vol. 24,
1991, pp. 19- 33. Part II: Psychological Perspectives, Vol. 25,
1991, pp. 52- 69.
2.
“The Archetypal Hypothesis of Wolfgang Pauli and C.G. Jung: Origins,
Development, and Implications”, an invited lecture presented at the Symposium on
the Foundations of Modern Physics - 1992, at Helsinki, Finland, and published in
the Proceedings of the Symposium by World Scientific Publishing Co., Singapore,
1993, pp. 361- 390.
3. “A New Archetypal Science”; Psychological Perspectives, Issue 31, 1995, pp. 62- 64.