The Competitiveness of Nations in a Global Knowledge-Based Economy
Davis Baird
Thing Knowledge
A Philosophy of Scientific
Instruments
1.
Instrument Epistemology
University of California Press
Berkley, 2004
If your
knowledge of fire has been turned
to certainty by words
alone,
then seek to be cooked by the fire itself.
Don’t abide in borrowed
certainty.
There is no real certainty
until you burn;
if you wish for this, sit down in the fire.
Jalal al-Din Rumi,
Daylight: A Daybook of Spiritual Guidance
Knowledge has been understood to be an affair of the mind. To know is to think, and in particular, to
think thoughts expressible in words. Nonverbal
creations - from diagrams to densitometers - are excluded as merely
“instrumental”; they are pragmatic crutches that help thinking - in the form of
theory construction and interpretation. In
this book I urge a different view. I argue for a materialist conception of
knowledge. Along with theories, the material
products of science and technology constitute knowledge. I focus on scientific instruments, such as
cyclotrons and spectrometers, but I would also include recombinant DNA enzymes,
“wonder” drugs and robots, among other things, as other material products of
science and technology that constitute our knowledge. These material products are constitutive of
scientific knowledge in a manner different from theory, and not simply
“instrumental to” theory. An example
will help fix my meaning.
1. Michael Faraday’s First Electric Motor
On September 3 and 4, 1821, Michael Faraday, then aged thirty,
performed a series of experiments that ultimately produced what were called
“electromagnetic rotations.” Faraday
showed how an appropriately organized combination of electric and magnetic elements
would produce rotary motion. He invented
the first electromagnetic motor.
Faraday’s
work resulted in several “products.” He
published several papers describing his discovery (1821b; 1821a; 1822c; 1822d).
He wrote letters
1
Fig. 1.1 Michael Farady’s 1821 electric motor
[HHC: not reproduced]
to many scientific colleagues (1971, pp.
122-39). He built, or had built, several
copies of an apparatus that, requiring no experimental knowledge or dexterity
on the part of its user, would display the notable rotations, and he shipped
these to his scientific colleagues (1822b; 1822a; 1971, pp. 128-29).
A permanent magnet is cemented vertically in the
center of a mercury bath. A wire, with
one end immersed a little into the mercury, is suspended over the magnet in
such a way as to allow for free motion around the magnet. The suspension of the wire is such that
contact can be made with it and one pole of a battery. The other pole of the battery is connected to
the magnet that carries the current to the mercury bath, and thence to the
other end of the wire, completing the circuit (see fig. 1.1 HHC – not displayed).
The apparatus produces a striking phenomenon: when an
electric current is run through the wire, via the magnet and the mercury bath,
the wire spins around the magnet. The
observed behavior of Faraday’s apparatus requires no interpretation. While there was considerable disagreement
over the explanation for this phenomenon, no one contested what the apparatus
2
did: it exhibited (still does) rotary motion
as a consequence of a suitable combination of electric and magnetic elements.
How should we understand Faraday’s device? One could say that it justifies assertions
such as, “A current-carrying wire will rotate around a magnet in a mercury bath
as shown in figure 1.1.” One could say,
and Faraday did say, that the phenomenon exhibited by the device articulates
Hans Christian Oersted’s 1820 discovery of the
magnetic effects of an electric current (Faraday 1844, p. 129). One could speculate - and several did - that
the device shows that all forces are convertible (Williams 1964, p. 157). Are such theoretical moves
all that is important about the device? Why did Faraday think it necessary to ship
ready-made versions of this motor to his colleagues?
Moving immediately from the device
to its importance for these various theoretical issues misses its immediate
importance. When Faraday made the
device, there was considerable disagreement over how it worked. Today, many people still do not know the
physics that explains how it works. Both
then and now, however, no one denies that it works. When Faraday built it, this phenomenon was
striking and proved to be very important for the future development of science
and technology. Whatever explanations
would be offered for the device, and more generally for the nature of “electro-magnetical motions,” would have to recognize the motions
Faraday produced. We don’t need a load
of theory (or indeed any “real” theory) to learn something from the
construction and demonstration of Faraday’s device. Or to put it another way, we learn by
interacting with bits of the world ever when our words for how these bits work
are inadequate.
This point is more persuasive when one is confronted
with the actual device. Unfortunately, I
cannot build a Faraday motor into this book; the reader’s imagination will have
to suffice. But it is significant that
Faraday did not depend on the imaginations of his readers. He made and shipped “pocket editions” of his
newly created phenomenon to his colleagues. He knew from his own experience how difficult
it is to interpret descriptions of experimental discoveries. He also knew how difficult it is to fashion
even a simple device like his motor and have it work reliably. The material product Faraday sent his colleagues
encapsulated his considerable manipulative skill - his “fingertip knowledge” - in
such a way that someone without the requi-
3
site skill could still experience the new phenomenon
firsthand. He did not have to depend
either on the skills of his colleagues or on their ability to interpret a
verbal description of his device. He
could depend on the ability of the device itself to communicate the fact of the
phenomenon it exhibited.
I conclude from this that there is something in the device itself that
is epistemologically important, something that a purely literary description
misses. The epistemological products of
science and technology must include such stuff, not simply words and equations.
In particular, they must include
instruments such as Faraday’s motor.
Understanding
instruments as bearers of knowledge conflicts with any of the more-or-less
standard views that take knowledge as a subspecies of belief (Bonjour 1985;
Goldman 1986; Audi 1998). Instruments,
whatever they may be, are not beliefs. A
different approach to epistemology, characterized under the heading “growth of
scientific knowledge,” also does not accommodate instruments; such work
inevitably concentrates on theory change (Lakatos
1970; Lakatos and Musgrave 1970; Popper 1972; Laudan 1977). While
I examine some instruments that might be understood in terms similar to
theories (e.g., models in chapter 2), instruments generally speaking cannot be
understood in such terms. Even recent
work on the philosophy of experiment that has focused on the literally material
aspects of science either has adopted a standard proposition-based epistemology
or has not addressed epistemology. [1] This book aims to correct
this failure and to present instruments epistemologically.
This project
raises a variety of problems at the outset. There are conceptual difficulties that, for
many, seem immediately to refute the very possibility that instruments are a
kind of scientific knowledge. We are
strongly wedded to connections between the concepts of knowledge, truth, and
justification. It is hard to fit
concepts such as truth and justification around instruments. Even work that drops these connections finds
substitutes. Work on the growth of
scientific knowledge does not require truth -
1. Anderson and Silverman 1995; Baird and Faust 1990;
Baird and Nordmann 1994; Buchwald 1994; Franklin
1986, 1990; Galison 1997; Gooding 1990; Hacking 1983;
Hankins and Silverman 1995; Ihde 1991;
Pickering 1995; Price 1980, 1984; Radder 1988; Shapin and Schaffer 1985; van Helden
and Hankins 1994; and Wise 1995 are among recent writings on the philosophy of
experiment that have tended to focus on the literally material aspects of
science.
4
“every theory is born refuted.” Instead, we have “growth of scientific
knowledge” expressed in terms of verisimilitude (Popper 1972), progressive
research programs (Lakatos 1970), and the increasing
problem-solving effectiveness of research traditions (Laudan
1974). In chapter 6, I develop
substitutes for truth and justification that work with instruments.
Prior to
these philosophical problems are difficulties arising from the very concept of
a scientific instrument. At the most basic level, this is not a unitary
concept. There are many different kinds
of scientific instrument. What is worse,
the different kinds work differently epistemologically. Models, such as Watson and Crick’s
ball-and-stick model of DNA, clearly have a
representative function. Yet devices
such as Faraday’s motor do not; they perform. Measuring instruments, such as thermometers,
are in many ways hybrids; they perform to produce representations. Consequently, before I take on the
philosophical issues of truth and justification, I consider these three types
of instrument: models (chapter 2); devices that create a phenomenon
(chapter 3); and measuring instruments (chapter 4). I do not claim that this is a philosophically
exhaustive or fully articulated typology of instruments or instrumental
functions. I do claim significant
epistemological differences for each type, differences requiring special
treatment.
These
categories have histories. Indeed, the
very category of scientific instrument has its own history (Warner 1994). The self-conscious adoption of instruments
as a form of scientific knowledge has a history. I thus argue in chapter 5 that a major
epistemological event of the mid twentieth century has been the recognition by
the scientific community of the centrality of instruments to the
epistemological project of technology and science. My arguments for understanding instruments as
scientific knowledge have, then, to be understood historically. While I use examples scattered through
history, my goal is neither to provide a history of scientific instruments nor
to argue for the timeless significance of this category. To understand technology and science now, however,
we need to construct an epistemology capable of including instruments.
Instrument epistemology confronts a long history of what I call text
bias, dating back at least to Plato, with what is commonly taken as his
definition of knowledge in terms of justified true belief. To do proper epistemology, we have to “ascend”
from the material world to the “Platonic world” of thought. This may reflect Plato’s concern with the
impermanence of the
5
Fig. 1.2 [HHC – not
reproduced]
6
material world and what he saw as the unchanging eternal
perfection of the realm of forms. If
knowledge is timeless, it cannot exist in the corruptible material realm.
This strikes
me simply as prejudice. “It is
unfortunate that so many historians of science and virtually all of the
philosophers of science are born-again theoreticians instead of bench
scientists,” Derek de Solla Price writes (1980, p.
75), which is my reaction exactly. Philosophers and historians express themselves
in words, not things, and so it is not surprising that those who hold a virtual
monopoly over saying (words!) what scientific knowledge is, characterize it in
terms of the kind of knowledge with which they are familiar - words.
Prejudice it
may be, but powerfully entrenched it is too. The logical positivists were obsessed with
“the languages of science” (Suppe 1977). But text bias did not die with them. Consider figure 1.2, taken from Bruno Latour and Steve Woolgar’s
seminal post-positivist book Laboratory Life (1979). Here is the function of the laboratory. Animals, chemicals, mail, telephone, and
energy go in; articles go out. The
picture Latour and Woolgar
present of science is thoroughly literary. “Nature,” with the help of “inscription
devices” (i.e., instruments), produces literary outputs for scientists;
scientists use these outputs, plus other literary resources (mail, telephone,
preprints, etc.), to produce their own literary outputs. The material product the scientists happened
to be investigating in Latour and Woolgar’s
study - a substance called “TRF” - becomes, on their reading, merely an
instrumental good, “just one more of the many tools utilized as part of long
research programmes” (Latour
and Woolgar 1979, p. 148).
This picture
of the function of a laboratory is a travesty. There is a long history of scientists sharing
material other than words. William
Thompson sent electric coils to colleagues as part of his measurement of the
ohm. Henry Rowland’s fame rests on the
gratings he ruled and sent to colleagues. Chemists share chemicals. Biologists share biologically active chemicals
- enzymes, etc. - as well as prepared animals for experiments. When it is hard to share devices,
scientists with the relevant expertise are shared; such is the manner in which
E. O. Lawrence’s cyclotron moved beyond Berkeley. Laboratories do not simply produce words.
There is much
to learn from Latour and Woolgar’s
Laboratory Life, as well as from the subsequent work of these authors. Indeed, Latour and Woolgar are important because they do attend to the material
context of laboratory life. But,
continuing a long tradition of text bias, they misdescribe
the telos of science and technology exclusively in
literary terms. Although the rhetoric
with which they introduce their “literary” framework
7
for analysis seems new, even “postmodern,” it is very old. Once again scholars – wordsmiths - have
reduced science to the mode with which they are most familiar, words.
A considerable portion of David Gooding’s Experiment and the Making
of Meaning (1990) focuses on Michael Faraday’s experimental
production of electromagnetic rotations - the motor I started with. Given this focus, one might suspect that
Gooding would see the making of phenomena - such as that exhibited by Faraday’s
motor - as one of the key epistemological ends of science, but he does
not. The first sentences of his book are
instructive:
It is inevitable that language has, as Ian Hacking put
it, mattered to philosophy. It is not
inevitable that practices - especially extra-linguistic practices - have
mattered so little. Philosophy has not
yet addressed an issue that is central to any theory of the language of
observation and, therefore, to any theory of science: how do observers ascend
from the world to talk, thought and argument about the world. (p. 3 emphasis
added)
Scientists
“ascend” from the world to talk about the world, from instruments to words,
from the material realm to the literary realm, according to Gooding. Semantic ascent is the key move in experimental
science. Words are above things.
As with Latour and Woolgar, I do not
mention Gooding’s use of “semantic ascent” to criticize him, for the problem of
how words get tied to new bits of the world is important and Gooding has much
of great interest and value to say about it. But thinking in terms of the metaphor of
ascent implies a hierarchy of ultimate values. It turns our attention away from other aspects
of science and technology that are equally important.
It is
instructive to see how Gooding discusses Faraday’s literary and material
products. Faraday accomplished two
feats. He built a reliable device and he
described its operation. Gooding writes:
“{T]he literary account places phenomena in an objective relationship to
theories just as the material embodiment of the skills places phenomena in an
objective relation to human experience” (p. 177). Faraday’s descriptions - his literary “ascent” – “places phenomena in
an objective relationship to theories.” Analogously,
his material work - his device – “places phenomena in an objective relation to
human experience.”
8
Figure 1.3 Peter Barlow’s 1821
star electric motor (from Faraday 1971). [HHC: not reproduced]
But “human
experience” is the wrong concept. Faraday’s
description could speak to theory. In
doing so, they could call on the power of logic and contribute to knowledge. We need an analogously detailed articulation of
how Faraday’s material work could contribute to knowledge. “Human experience” ducks this responsibility. We can and should say more, and in more
detail, about what the material work had “objective relations” with. Avoiding doing so is a symptom of the disease
of semantic ascent.
Faraday’s
device had a good bit to “say.” The
apparatus “spoke” objectively about the potential for producing rotary motion from
electromagnetism, which could be developed through material manipulations,
starting with the apparatus as a material given. Six months after Faraday mad his device, Peter
Barlow produced a variant (fig. 1.3 [HHC – not reproduced]) using
a star-shape wheel.
Current runs
from one “voltaic pole” to the star’s suspension [abcd]
through the star to the mercury bath [fg] and thence to the other voltaic pole. A strong horseshoe magnet [HM] surrounds
the mercury bath and as Barlow put it in a letter to Faraday, “the wheel begins
to rotate, with an astonishing velocity, and thus exhibits a very pretty
appearance” (Faraday 1971, p. 133, letter dated March 14, 1822).
It is another
step to figure out how to create such rotary motion without the use of mercury.
Then we might have something useful. There is a significant story here, a story not
primarily about the evolution of our words and equations but about material
manipulations. The story involve many
players and a full telling would not serve much purpose here (se King 1963; Gee
1991). It involves the invention
of the electromagnet –
9
developed by William Sturgeon, among others, and
considerably improved by the early American physicist Joseph Henry. From the electromagnet to the electric motor
is another step, one taken by several people independently (King 1963, pp. 260-71).
The story of
one of the claimants to inventing the electric motor, Thomas Davenport, a
Vermont blacksmith, is instructive (see Davenport 1929; Schiffer
1994). In 1834, Davenport was intrigued
by news of a powerful electromagnet built by Professor Henry that was capable
of lifting a common blacksmith’s anvil. Davenport
traveled some distance from his home in Vermont to Rennselaer
in Troy, New York, to see a demonstration of the electromagnet. He was amazed and entranced with its
possibilities. A year later, Davenport
succeeded in building a motor capable of driving a seven-inch-diameter wheel at
thirty revolutions per minute (see fig. 1.4 [HHC: not reproduced]).
The motor
works by switching the polarity of four electromagnets in synchronicity with
the motion of the wheel so that the wheel is always drawn forward. (A similar technique is used to make the cyclotron
work; see chapter 3.) All of this
was accomplished despite the fact that Davenport did not know electromagnetic
theory. When he first saw Henry’s
electromagnet, he had never heard of any of the main contributors to the
science of electromagnetism. But he did
have an appreciation for the phenomenon exhibited by the electromagnet, and he
was able to use this knowledge - presented by the device itself - to make other
devices. Davenport was interested in
developing devices that would have practical utility, and he did succeed in
using his motor to drive a printing press (Schiffer
1994, p. 64). But Davenport’s
motor also expresses a further articulation of knowledge of electromagnetic
phenomena.
Semantic
“ascent” prevents us from attending to those pieces of the history of science
and technology that do not immediately speak to theory. Yet, as is clear from several of the examples
discussed in this book, maneuvers in the material realm are central to the
progress of science and technology. The
more basic point here is that the material realm provides a space within which
work can be done. Exactly what is done
in this space frequently - although not always - depends on available theory. But that theory also frequently turns out to
be erroneous. This does not bring work
to a halt. On the contrary, work can go
forward independent of theory or with controversial and/or erroneous theory. Many new instrumental - and subsequently
valuable - technological developments have resulted from work based on erroneous
theory. Furthermore, theoretical advance
frequently follows on instrumental advance.
10
Figure 1.4 Thomas
Davenport’s electric motor, patented in 1837 [HHC: not reproduced]
A primary consequence of the epistemological picture I am presenting
here is that no single unified account of knowledge will serve science and
technology. In advancing a materialist
account of epistemology - thing knowledge - I do not also argue negatively that
propositional and/or mentalistic accounts of
knowledge are wrong. On their own,
however, they do not provide a sufficient framework for an adequate
epistemology of technology and science. More
is needed, and a critical part of this is an articulation of how the material
dimensions of science and technology do epistemological work. Things and theory can both constitute our
knowledge of
11
the world. But I deny
that there is a unified epistemological treatment for both. Even within my materialist epistemology,
different kinds of instruments constitute knowledge in fundamentally different
ways.
Models, which
I discuss in chapter 2, work epistemologically in ways that are very
similar to theory. They provide
representations, and in so doing, they can be assessed in terms of the virtues
and vices that are used to assess theoretical representations: explanatory and
predictive power, simplicity, accuracy, and so on.
Instruments
that create phenomena, such as Faraday’s motor, are different and constitute
knowledge in a different, nonrepresentational way. Such instruments work epistemologically in a
manner that draws on pragmatist conceptions of knowledge as effective action. A fundamental difference, however, is that
with instruments, the action has been separated from human agency and built
into the reliable behavior of an artifact. I call this kind of knowledge “working
knowledge.” When we have made an
instrument to do something in a particular way and it does it successfully
and reliably, we say the instrument works. It is working knowledge, and this
knowledge is different from the knowledge constituted by models - model
knowledge. Working knowledge is the
subject of chapter 3. [2]
Measuring instruments, the subject of chapter 4, present a third kind
of material knowledge that is a hybrid of the representational and effective
action senses of knowledge. Measurement
presupposes representation, for measuring something locates it in an ordered
space of possible measurement outcomes. A
representation - or model - of this ordered space has to be built into a
measuring instrument. This can be as
simple as a scale on a thermometer. At
the same time, a measuring instrument has to do something and do it reliably. It has to work. Presented with the same object for
measurement, the instrument must yield outcomes that are the same or can be
understood to be the same given an analysis of error. That is, the instrument has to present a
phenomenon in the sense of constituting “working knowledge” as discussed in
chapter 3. [3] Measuring
instruments integrate the two epistemological modes I detail in chapters 2. and 3, model knowledge and working knowledge. I describe this integration as “encap-
2. In coining
this neologism, I call on our use of “working” to describe an instrument or
machine that performs regularly and reliably . I also
draw on the phrase “to have a working knowledge.” Someone with a working knowledge of something
has knowledge that is sufficient to do something. My neologism “working knowledge” draws
attention to the connection between knowledge and effective action.
3. On this point, see Hacking 1983, ch.
14.
12
sulated knowledge,” where
effective action and accurate representation work together in a material
instrument to provide measurement.
Louis Bucciarelli begins his book Designing
Engineers (1994) with a question raised at a conference he attended on
technological literacy: Do you know how your telephone works? A speaker at the conference noted with alarm
that fewer than 20 percent of Americans knew how their telephones worked. But, Bucciarelli
notes, the question is ambiguous. Some
people (although perhaps less than 20 percent) may have an inkling of
how sound waves can move a diaphragm and drive a coil back and forth in a
magnetic field to create an electric current. But there is more to telephony than such
simple physics. Bucciarelli
wonders whether the conference speaker knows how his phone works:
Does he know about the heuristics used to achieve
optimum routing for long-distance calls? Does he know about the intricacies of the algorithms
used for echo and noise suppression? Does
he know how a signal is transmitted to and retrieved from a satellite in orbit?
Does he know how AT&T, MCI, and the
local phone companies are able to use the same network simultaneously? Does he know how many operators are needed to
keep the system working, or what these repair people actually do when they
climb a telephone pole? Does he know
about corporate financing, capital investment strategies, or the role of
regulation in the functioning of this expansive and sophisticated communication
system? (Bucciarelli 1994, p. 3)
Indeed, Bucciarelli concludes, “Does anyone know how their
telephone works?” (ibid.; emphasis in the original).
Here,
following the conference speaker, Bucciarelli uses
“know” in a subjective sense. He makes a
persuasive case that, in this sense, no one knows how his or her phone works. In the first place, the phone system is too
big to be comprehended by a single “subjective knower.” In the second place, the people who developed
pieces of the hardware and software that constitute the phone system may have
moved on to other concerns and forgotten the hows and
whys of the pieces they developed. Their
“subjective knowledge” may thus be lost. In the third place, complicated systems with
many interacting parts do not always behave in ways we can predict in detail. Despite having created them, programmers
cannot always predict, and in this sense do not “subjectively know,” how their
complicated computer programs will behave.
13
It is, of
course, well and proper to engage in what might be called subjective
epistemology. This is the attempt to
understand that aspect of knowledge that is a species of subjective belief. But if we want to understand technological and
scientific knowledge, this is the wrong place to look. This is true for several reasons, the first of
which is made clear by Bucciarelhi’s telephones. If no one – subjectively - knows how the phone
system works, the situation with all scientific and technological knowledge is
radically worse. The epistemological
world of technology and science is too big for a single person to comprehend. People change the focus of their research and
forget. Expert knowledge systems
transcend their makers.
There is a
second important reason why the epistemology of technology and science should
not be sought at the level of individual belief. One of the important defining characteristics
of scientific and technological knowledge is that it cannot be private. A scientist may do some research that provides
strong evidence - in the scientist’s view - for some claim. But the claim is not scientific knowledge
until it has been subjected to scrutiny by the relevant scientific community
and accepted by that community. Scientific
and technological knowledge is public in the sense that the knowledge has
passed review by peers. With respect to
theoretical knowledge, publication in a book or journal article (or preprint,
etc.) is the significant point when knowledge claims pass into the public realm
of scientific and technological knowledge. In addition to these literary domains of
scientific and technological knowledge, there are material domains. When Faraday sent copies of his motor to his
colleagues, he was making it available for peer review.
We may be
interested, for example, in what Faraday knew – subjectively - when he sent
around copies of his motor. This can be
important for understanding the history of electromagnetism. We can uncover evidence concerning the papers
Faraday read. We can read Faraday’s own
notes. We thereby can develop an
appreciation of his subjective theoretical knowledge. But we also can uncover evidence about
Faraday’s tactile and visual skills in eliciting the phenomenon that he
ultimately built into his motor (see Gooding 1990). We thereby develop an appreciation for
Faraday’s embodied skills, his know-how and tacit knowledge. Taken together, we come to understand Faraday’s
subjective knowledge that went into both the writing of his articles and the
making of his motor.
Once out of
his hands and subject to review by his peers, the articles and the motor
both pass into the public domain of objective knowledge. An adequate epistemology of science and
technology has to include such public objective knowledge. Here are the epistemological products of the subjetive engagements of scientists, engineers, and
others. These products in-
14
cude theories and the like, written
products that occupy the pages of professional journals. But they also include the material artifacts
that I consider under the headings of model knowledge, working knowledge, and
encapsulated knowledge, in short, thing knowledge.
The multiple material epistemologies that I articulate as thing
knowledge rest on several interconnected and mutually supporting arguments. There are four types of argument that run through
the various chapters, arguments from analogy, arguments from cognitive
autonomy, arguments from history, and, finally, what I call arguments by
articulation. The specific instances of
each type of argument are different from one another in detail, inasmuch as
they serve different epistemological conceptions, and while all the arguments
stand as integral parts of the overall picture I present of thing knowledge, it
is useful to disentangle the strands and explain how each fits into the
organization of the book as a whole.
I present a
series of arguments by analogy that the material products of science bear
knowledge. In chapter 2, I show
how, in several epistemologically important respects, material models function
analogously to theoretical contributions to science and technology. Material models can provide explanations and
predictions. They can be confirmed or
refuted by empirical evidence. I develop
these points by appeal to a version of the semantic account of theories where a
theory is identified with a class of abstract structures called models. I argue that the material models that are the
focus of chapter 2 satisfy all the requirements for abstract models in the
sense of the semantic view of theories.
In chapter 3,
I present a distinct argument from analogy that deals with “working knowledge.”
My discussion of Faraday’s motor in this
chapter foreshadows this argument. We
say someone knows how to ride a bicycle when he or she can consistently and
successfully accomplish the task. A
phenomenon such as that exhibited by Faraday’s motor shares these features of
consistency and success with what usually is called know-how or skill
knowledge. One might say that Faraday’s
motor “knows how to make rotations,” but that overanthropomorphizes
the motor. I prefer to say that the
motor bears knowledge of a kind of material agency, and I call such knowledge
“working knowledge.” The analogy runs
deeper. We are frequently unable to put
into words our knowledge of how to do something like ride a bicycle; it is
tacit knowledge. We find a similar
situation with in-
15
struments such as Faraday’s motor,
and from two points of view. From an anthropomorphic point of view, the motor
articulates nothing in words. But from
the point of view of its maker - Faraday, in this case - it was also difficult
to articulate how the phenomenon came about. Yet, as in the case of bicycle riding, it is
clear that the instrument presents a phenomenon, that
it works. The action is effective in a
general sense, even lacking a verbal articulation for it. The knowledge resides in the regular controlled
action of the instrument. The instrument
bears this tacit “working knowledge.”
A different
collection of arguments that runs through Thing Knowledge turns on what
can be called the cognitive autonomy of instruments. Davenport learned something from his
examination of Henry’s electromagnet. He
then took what he learned and turned it into another, potentially commercially
useful, device. He did this while
ignorant of theory and unable to express in words
either what Henry’s electromagnet had taught him or what he was doing with this
knowledge. In chapter 2, I
present a variant of this argument. Here
we see how James Watson’s ability to physically manipulate cardboard models of
DNA base pairs led to his discovery of base-pair bonding. Watson employed a distinct “cognitive channel”
from the consideration and manipulation of theoretical or propositional material.
Variants of this argument appear in
other guises in chapters 3, 4, 7, and 8. In a nutshell, the point is that making is
different from saying, and yet we learn from made things and from the act of
making. Cognitive content is not
exhausted by theory, and for the same reason, epistemic content should not be
exhausted by theory either. This is,
perhaps, the core meaning of the epigraph to chapter 6, by Richard Feynman,
“What I cannot create I do not understand.” Feynman subjectively knew something through
his efforts to create it, after which it carried the objective content of this
knowledge in a way that might be subjectively recovered by someone else, just
as Henry’s electromagnet had meaning for Davenport.
A lot of Thing
Knowledge is historical and my use of history serves a third collection of
arguments for the epistemological standing of instruments. There is, in the first place, the argument
that we miss a tremendous amount of what is epistemologically significant in
the history of science and technology if we limit our examination to the
history of theory. Carnot
cycles in thermodynamics are the cycles that were being traced out by steam
engine indicators in the twenty years preceding Sadi Carnot’s and Emile Clapeyron’s
work on thermodynamics (see chapter 8 for details). The examples in the rest of
the text all aim to show how significant the development of instrumentation has
been and how this development proceeds
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in partial (and sometimes nearly complete) independence of
theory. [4] In
chapter 5, I discuss a specific transformation in the history of analytical
chemistry during the middle years of the twentieth century. Here scientists came to understand that the
development of instruments was a central component to the progress in our
knowledge of the world. This was the
time when Ralph Muller wrote the lines that serve as the epigraph for this
book: “the history of physical science is largely the history of instruments”
(Muller 1940, p. 571).
At the end of
the day, the fundamental argument for the epistemological place of instruments
is my articulation of how instruments do epistemological work. This concern drives the organization of the
book.
I start with
three chapters articulating three different ways in which instruments bear
knowledge, first as a material mode of representation, then as a material mode
of effective action, and finally as a material mode of encapsulated knowledge
synthesizing representation and action. Chapter
5 examines the historical evidence of the coming to scientific
self-awareness that instruments bear scientific knowledge. These four chapters, together with the
introductory first chapter, make the case that instruments need to be
understood epistemologically on a par with theory.
Chapter 6
develops a philosophical theory of knowledge that is up to this task. Here I extend and modify Karl Popper’s account
of objective knowledge to accommodate instruments as elements of a neo-Popperian “world 3” of objective knowledge. This is the most theoretical of the chapters,
and as an immediate antidote to the theory of chapter 6, I focus on the
specifically material aspects of thing knowledge in chapter 7. The final three chapters examine three
different respects in which thing knowledge shifts our understanding of science
and technology.
Collectively,
the point of the various chapters is to articulate a picture of why and how
instruments should be understood epistemologically on a par with theory. While the various arguments aim to persuade
readers of this conclusion, it is the overall picture that must seal the
deal. Beyond why instruments should be
understood as knowledge bearers, I show how they do this and what the
consequences are.
9. Beyond Science
to Technology
The kind of epistemology that I advocate here brings out relationships
that, while of recognized importance, have not found a comfortable place in the
4. Here I follow the argument in Galison
1997.
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philosophy of science and technology. The idea that engineers and industrialists
simply take and materially instantiate the knowledge provided by science cannot
stand up to even the most cursory historical study. James Watt’s work on steam engine
instrumentation - specifically the indicator diagram - made a seminal
contribution to the development of thermodynamics (chapter 8). Yet without a broader understanding of
epistemology, where instruments themselves express knowledge of the world,
alternatives to this notion of “applied science,” to the idea of engineering
and industry as epistemological hangers-on, are difficult to develop.
“Craft
knowledge,” “fingertip knowledge,” “tacit knowledge,” and “know-how” are useful
concepts in that they remind us that there is more to knowing than saying. But they tend to render this kind of knowledge
ineffable. Instruments have a kind of
public existence that allows for more explicit study. My intention is not to downplay the
significance of “craft knowledge” and the rest. On the contrary, I believe that an analysis of
instruments as knowledge provides insight into this difficult and important
epistemological territory.
The most immediate consequence of recognizing instruments as knowledge
is that the boundary between science and technology changes. Recent science studies scholarship has
recognized a more fluid relationship between science and technology than
earlier positivist and post-positivist philosophy of science. Still it is to theoretical science that
one turns to examine knowledge. Previously
ignored contributions of craftsmen and engineers are now understood to have
provided important, and in many cases essential, contributions to the growth of
scientific knowledge. But it is theory
that is seen to be growing. Davenport’s
story is a sidebar.
The picture I
offer here is different. I see
developments of things and of theory as being on a par. In many cases, they interact, sometimes with
beneficial results all around, but in many cases, too, they develop independently,
again sometimes with beneficial results. Work done in industry, putting together bits of
the material world, is as constitutive of knowledge as work done by
“theoretical scientists.” Some of it is
fundamental (John Harrison’s seaworthy chronometer, perhaps [Sobel 1995]); some of it is less so (the translucent case
for Apple’s iMac, perhaps). In this
sense, material contributions are not different from theoretical contributions
- which run the gamut from Einstein’s general theory of relativity to
psychotherapeutic notions such as the idea that subliminal exposure to the words
“Mommy and I are one” will improve behavior. [5]
5. “Mommy and I Are One,” Science News 129, no.
10 (March 8, 1986): 156.
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There are,
however, important differences between work with theory and work with things. Things are not as tidy as ideas. Plato was exactly right on this point. Things are impermanent, impure, and imperfect.
Chapter 7 concerns these differences
between things and ideas and the epistemological ramifications of these
differences. In part, I argue there that
many instruments hide the very materiality they are made from. The ideal measuring instrument provides
information about the world that can be trusted and acted upon. The instrument performs semantic ascent for
us, providing output that is useful in the commerce of ideas. The instrument renders the materiality of the
world transparent, and, indeed, it renders the materiality of thing knowledge
transparent. In the information age, we
like to pretend that we can live entirely in our heads, or, rather, in the
data.
Recognizing
instruments as bearers of knowledge provides valuable conceptual space within
which to fruitfully address vexing problems. The last two chapters concern two such
problems.
Chapter 9
focuses on mechanical objectivity, juxtaposing the mechanical grading widely
used in aptitude tests (such as the Scholastic Aptitude Test, or SAT) with
instrumental approaches to chemical analysis. At issue here is a profound question of what
kinds of assessments or measurements deserve our trust, and why. Understanding how knowledge is encapsulated in
our instruments provides insight into the allure of mechanical objectivity. By encapsulating knowledge in our measuring
instruments, these methods minimize the role of human reflection in judgment. They offer a kind of “push-button objectivity”
where we trust a device and not human judgment. How many people check their arithmetic
calculations with an electronic calculator?
This has
radically changed our world. Putting our
faith in “the objectivity” of machines instead of human analysis and judgment
has ramifications far and wide. It is a
qualitatively different experience to give birth with an array of electronic
monitors. It is a qualitatively
different experience to teach when student evaluations – “customer satisfaction
survey instruments” - are used to evaluate one’s teaching. It is a qualitatively different experience to
make steel “by the numbers,” the numbers being provided by analytical
instrumentation.
Chapter 10 examines a different respect in which the appearance of thing knowledge in the mid twentieth century is radically changing our world. Thing knowledge casts into sharp relief a conceptual and cultural problem that fundamentally threatens our “intellectual commons”: namely, what the value of knowledge is and how it should be exchanged. Through the middle of the twentieth century, knowledge expressed as ideas was ex-
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changed on fundamentally different terms than commodities. The academic producers of knowledge were paid primarily in terms of recognition, not cash. Recognition is given for knowledge made available in public forums, such as professional journals available in libraries. This can work when the production cost of knowledge is relatively low. Making instruments, however, is expensive, and for this reason they are treated as commodities. This began with the advent of thing knowledge in the middle of the twentieth century, and now we are witnesses to the transformation of all knowledge into commodities. Recognition for important contributions to knowledge is nice, but financial reward in the shape of patent fees and grants has assumed central importance.
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